Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Paul Wertz Jr.Independent Financial Group, LLCAXA Advisors, LLC$105-31-2019
James Allen JacobsThe Leaders Group, Inc.AXA Advisors, LLC$5009-10-2018
Robert Louis ElliottAspen Gold FinancialAXA Advisors, LLC08-17-2018
Robert Wayne SumrallAmeritas Investment Corp.AXA Advisors, LLC03-19-2018
Evan James KramlichRedhawk Wealth Advisors, Inc.AXA Advisors, LLC11-02-2017
Jonathan SkorichMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-30-2017
David Michael SchuttigMutual Securities, Inc.AXA Advisors, LLC$2510-10-2017
John WalkerWorld Equity Group, Inc.AXA Advisors, LLC08-21-2017
Alan Michael RomeroBBVA Securities Inc.AXA Advisors, LLC06-06-2017
Jonathan DonfeldThe Leaders Group, Inc.AXA Advisors, LLC06-01-2017
Tyler ClineKey Investment Services LLCAXA Advisors, LLC05-01-2017
Christian Gustavo FelixPark Avenue Securities LLCAXA Advisors, LLC03-28-2017
Geoffrey W KentMetLife Securities Inc.AXA Advisors, LLC01-24-2017
Bryan Paul LadrowSecurian Financial Services, Inc.AXA Advisors, LLC$2509-02-2016
David M AfraimiClient One Securities LLCAXA Advisors, LLC07-05-2016
Erick Mikal FieldEdward JonesAXA Advisors, LLC$15006-10-2016
Erik B BowmanUSA Financial Securities CorporationAXA Advisors, LLC05-02-2016
Leor Baruch GetzelMetLife Securities Inc.AXA Advisors, LLC04-12-2016
Jeffrey PhilippeCambridge Investment Research, Inc.AXA Advisors, LLC03-01-2016
Nicholas Martin RoseCommonwealth Financial NetworkAXA Advisors, LLC11-20-2015
Pasha GhaemiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-04-2015
John Taylor OvermyerCambridge Investment Research, Inc.AXA Advisors, LLC08-03-2015
Brien Holt MattinglyWells Fargo Clearing Services, LLCAXA Advisors, LLC07-17-2015
Andrew Richard KnappCambridge Investment Research, Inc.AXA Advisors, LLC06-10-2015
Alex Edward MaherWells Fargo Clearing Services, LLCAXA Advisors, LLC03-12-2015
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Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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