Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Schuler Eberhardt IIIA & I Financial Services, LLCAXA Advisors, LLC04-10-2013
Chad Michael HarmonA & I Financial Services, LLCAXA Advisors, LLC04-13-2010
Francis Giovanni De LemosAllstate Financial Services, LLCAXA Advisors, LLC07-19-2017
Daniel B. JensenAllstate Financial Services, LLCAXA Advisors, LLC04-21-2014
Nicole Leigh MayAmeriprise Financial Services, LLCAXA Advisors, LLC09-07-2012
Robert Wayne SumrallAmeritas Investment Company, LLCAXA Advisors, LLC03-19-2018
Robert Louis ElliottAspen Gold FinancialAXA Advisors, LLC08-17-2018
Alan Michael RomeroBBVA Securities Inc.AXA Advisors, LLC$6206-06-2017
Ann SpeerBCJ Capital ManagementAXA Advisors, LLC05-18-2017
Mark Gerald DuffyBOK Financial Securities, Inc.AXA Advisors, LLC12-15-2014
John Taylor OvermyerCambridge Investment Research, Inc.AXA Advisors, LLC08-03-2015
Andrew R. KnappCambridge Investment Research, Inc.AXA Advisors, LLC06-10-2015
Randal Todd PetrilliCambridge Investment Research, Inc.AXA Advisors, LLC06-01-2012
James Paul Wertz Jr.Cambridge Investment Research, Inc.AXA Advisors, LLC06-01-2012
Kayleigh Danielle BennettCharles Schwab & Co., Inc.AXA Advisors, LLC11-16-2017
Nate A. RamirezCharles Schwab & Co., Inc.AXA Advisors, LLC07-05-2016
Matthew Robert MurphyChase Investment Services Corp.AXA Advisors, LLC08-03-2009
David M. AfraimiClient One Securities LLCAXA Advisors, LLC07-05-2016
Nicholas Martin RoseCommonwealth Financial NetworkAXA Advisors, LLC11-20-2015
Susan Gough BaldwinDMK Advisor Group, Inc.AXA Advisors, LLC01-02-2015
Rex C. EmeryDMK Advisor Group, Inc.AXA Advisors, LLC$2505-01-2014
Melissa A. WagnerDMK Advisor Group, Inc.AXA Advisors, LLC05-01-2014
Alexander G. CameronDMK Advisor Group, Inc.AXA Advisors, LLC$5004-17-2014
Robert Bryan DouglasDMK Advisor Group, Inc.AXA Advisors, LLC04-17-2014
Andrew Todd FeldmanDMK Advisor Group, Inc.AXA Advisors, LLC04-17-2014
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Showing 1 to 25 of 90 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.