Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Jay PersonSII Investments, Inc.AXA Advisors, LLC$2502-17-2009
Phil L JacobsonSII Investments, Inc.AXA Advisors, LLC$1002-17-2009
Richard Jason LevineSII Investments, Inc.AXA Advisors, LLC02-19-2009
Gary Wayne KeyfauverRaymond James Financial Services, Inc.AXA Advisors, LLC02-20-2009
Tom Andrew BrazillMetLife Securities Inc.AXA Advisors, LLC02-24-2009
Cortney Mark WalkerLegend Equities CorporationAXA Advisors, LLC05-28-2009
David Michael BriggsM Holdings Securities, Inc.AXA Advisors, LLC07-28-2009
Matthew Robert MurphyChase Investment Services Corp.AXA Advisors, LLC08-03-2009
David Jon PocsLPL Financial LLCAXA Advisors, LLC01-15-2010
Sean Patrick LovedayPruco Securities, LLC.AXA Advisors, LLC02-22-2010
Josh W DellingerMetLife Securities Inc.AXA Advisors, LLC02-22-2010
Shea Ahren WinkellerJ.P. Turner & Company, L.L.C.AXA Advisors, LLC03-22-2010
Adam Scott VartanyanLPL Financial LLCAXA Advisors, LLC04-01-2010
Chad Michael HarmonA & I Financial Services, LLCAXA Advisors, LLC04-13-2010
Gregory Vincent GiuntoGeneos Wealth Management, Inc.AXA Advisors, LLC04-30-2010
Kenton Hillard HuffLPL Financial LLCAXA Advisors, LLC$1007-01-2010
Jason Tyrone StanfieldWaddell & ReedAXA Advisors, LLC08-25-2010
Matthew Edward PhillipsLPL Financial LLCAXA Advisors, LLC01-03-2011
Michael Anthony CapozziScottrade, Inc.AXA Advisors, LLC03-24-2011
Josiah David AlbertsenRaymond James & Associates, Inc.AXA Advisors, LLC$108-05-2011
Scott Roger MercierMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-10-2012
Cory Philip RobinsonJ.P. Turner & Company, L.L.C.AXA Advisors, LLC05-15-2012
Randal Todd PetrilliCambridge Investment Research, Inc.AXA Advisors, LLC06-01-2012
James Paul Wertz Jr.Cambridge Investment Research, Inc.AXA Advisors, LLC06-01-2012
Nina Michelle Margerum-HindsLPL Financial LLCAXA Advisors, LLC$1006-05-2012
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Showing 1 to 25 of 90 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.