Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Scott VartanyanLPL Financial LLCAXA Advisors, LLC04-01-2010
Alan Michael RomeroBBVA Securities Inc.AXA Advisors, LLC$62006-06-2017
Alexander G CameronStephen A. Kohn & Associates, Ltd.AXA Advisors, LLC$50004-17-2014
Andrew Richard KnappCambridge Investment Research, Inc.AXA Advisors, LLC06-10-2015
Andrew Todd FeldmanStephen A. Kohn & Associates, Ltd.AXA Advisors, LLC04-17-2014
Ann SpeerBCJ Capital ManagementAXA Advisors, LLC05-18-2017
Brianne J EastonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-03-2012
Brien Holt MattinglyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)AXA Advisors, LLC07-17-2015
Bryan Paul LadrowSecurian Financial Services, Inc.AXA Advisors, LLC$25009-02-2016
Chad Michael HarmonA & I Financial Services, LLCAXA Advisors, LLC04-13-2010
Charles Lane BoydThe Leaders Group, Inc.AXA Advisors, LLC$10008-09-2019
Charles Stewart HarrisonGWFS Equities, Inc.AXA Advisors, LLC10-17-2018
Christian Gustavo FelixPark Avenue Securities LLCAXA Advisors, LLC03-28-2017
Chuks Petrus Nweke Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)AXA Advisors, LLC09-29-2014
Cortney Mark WalkerLegend Equities CorporationAXA Advisors, LLC05-28-2009
Cory Philip RobinsonJ.P. Turner & Company, L.L.C.AXA Advisors, LLC05-15-2012
Dalton Shane WaldropJ.P. Morgan Securities LLCAXA Advisors, LLC$10012-17-2012
Daniel B. JensenAllstate Financial Services, LLCAXA Advisors, LLC04-21-2014
David Jon PocsLPL Financial LLCAXA Advisors, LLC01-15-2010
David Lynn ColeThe Leaders Group, Inc.AXA Advisors, LLC11-16-2018
David M AfraimiClient One Securities LLCAXA Advisors, LLC07-05-2016
David Michael BriggsM Holdings Securities, Inc.AXA Advisors, LLC07-28-2009
David Michael SchuttigMutual Securities, Inc.AXA Advisors, LLC$25010-10-2017
Dylan Daniel BrooksMutual Securities, Inc.AXA Advisors, LLC11-16-2012
Erick Mikal FieldEdward JonesAXA Advisors, LLC$10006-10-2016
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Showing 1 to 25 of 78 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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