Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Lynn ColeThe Leaders Group, Inc.AXA Advisors, LLC11-16-2018
Charles Stewart HarrisonGWFS Equities, Inc.AXA Advisors, LLC10-17-2018
Robert Louis ElliottAspen Gold FinancialAXA Advisors, LLC08-17-2018
Robert Wayne SumrallAmeritas Investment Corp.AXA Advisors, LLC03-19-2018
Ryan PerryPersonal Capital Advisors CorporationAXA Advisors, LLC03-14-2018
Evan J. KramlichRedhawk Wealth Advisors, Inc.AXA Advisors, LLC11-02-2017
Jonathan David SkorichMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-30-2017
Francis Giovanni De LemosAllstate Financial Services, LLCAXA Advisors, LLC07-19-2017
Jonathan DonfeldThe Leaders Group, Inc.AXA Advisors, LLC06-01-2017
Ann SpeerBCJ Capital ManagementAXA Advisors, LLC05-18-2017
Tyler ClineKey Investment Services LLCAXA Advisors, LLC05-01-2017
Nick Michael FletcherMutual of America Securities LLCAXA Advisors, LLC04-25-2017
Christian Gustavo FelixPark Avenue Securities LLCAXA Advisors, LLC03-28-2017
Geoffrey W KentMetLife Securities Inc.AXA Advisors, LLC01-24-2017
Spencer Allison FugitaPark Avenue Securities LLCAXA Advisors, LLC01-20-2017
William Bowden SimmermonM Holdings Securities, Inc.AXA Advisors, LLC07-07-2016
David M AfraimiClient One Securities LLCAXA Advisors, LLC07-05-2016
Erik B BowmanUSA Financial Securities CorporationAXA Advisors, LLC05-02-2016
Leor Baruch GetzelMetLife Securities Inc.AXA Advisors, LLC04-12-2016
NICHOLAS MARTIN ROSECommonwealth Financial NetworkAXA Advisors, LLC11-20-2015
Pasha GhaemiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-04-2015
John Taylor OvermyerCambridge Investment Research, Inc.AXA Advisors, LLC08-03-2015
Brien Holt MattinglyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)AXA Advisors, LLC07-17-2015
Andrew Richard KnappCambridge Investment Research, Inc.AXA Advisors, LLC06-10-2015
Justin Kenneth KawcakFBL Marketing Services, LLCAXA Advisors, LLC01-02-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.