Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
J Kim SimmonsLPL Financial LLCAmeriprise Financial Services, Inc.$10006-07-2019
Mark Louis WeissCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$1005-20-2019
Mark Louis WeissCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$1005-20-2019
Tuan Tran PhanLPL Financial LLCAmeriprise Financial Services, Inc.10-01-2018
Darren Leonard BishopWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$10009-28-2018
Matthew Joshua SmithWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$109-28-2018
Daniel Shawn OrourkeO'Rourke FinancialAmeriprise Financial Services, Inc.09-24-2018
Sarah Jo ContinoCAM Investor SolutionsAmeriprise Financial Services, Inc.07-13-2018
Todd Anthony LienSigma Financial CorporationAmeriprise Financial Services, Inc.$5006-08-2018
Carol Rogers BreglioRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5010-13-2017
Christopher Daniel LongRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$10010-13-2017
Loretta ChiofoloAmerican Portfolios Financial Services, Inc.Ameriprise Financial Services, Inc.$7706-23-2017
Derek Stefan CheshireU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.04-10-2017
James R WilliamsNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.03-30-2017
Michael Anthony ColemanWestern Wealth Management LLCAmeriprise Financial Services, Inc.03-06-2017
Petra ZuntRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.10-05-2016
Laura Ann BickelCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.06-24-2016
Thomas John VondraStrategic Advisers LLCAmeriprise Financial Services, Inc.04-20-2016
Richard Lehmann CarrollFirst Ascent Financial, LLCAmeriprise Financial Services, Inc.01-04-2016
Catalina Maria Franco-CiceroFiscal Fitness ClubsAmeriprise Financial Services, Inc.09-21-2015
Aaron Raburn TiceDelphi Wealth PartnersAmeriprise Financial Services, Inc.08-05-2015
Garret Thomas JettSigma Financial CorporationAmeriprise Financial Services, Inc.$16702-25-2015
Stephen Wayne StrongMetLife Securities Inc.Ameriprise Financial Services, Inc.02-10-2015
Gregory Allen DexterSigma Financial CorporationAmeriprise Financial Services, Inc.$2502-06-2015
Donald Thomas FuruyaRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.01-22-2015
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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