Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Loretta ChiofoloAmerican Portfolios Financial Services, Inc.Ameriprise Financial Services, Inc.$7706-23-2017
Gregory Bruce LessardAspen Leaf Wealth Management, LLCAmeriprise Financial Services, Inc.01-01-2013
Sarah J. ContinoCAM Investor SolutionsAmeriprise Financial Services, Inc.07-13-2018
Mark Louis WeissCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$1005-20-2019
Aaron Raburn TiceDelphi Wealth PartnersAmeriprise Financial Services, Inc.08-05-2015
Richard Lehmann CarrollFirst Ascent Financial, LLCAmeriprise Financial Services, Inc.01-04-2016
J Kim SimmonsLPL Financial LLCAmeriprise Financial Services, Inc.$10006-07-2019
Tuan Tran PhanLPL Financial LLCAmeriprise Financial Services, Inc.10-01-2018
Michael ColemanLPL Financial LLCAmeriprise Financial Services, Inc.$5803-02-2017
Douglas Michael HeagrenLPL Financial LLCAmeriprise Financial Services, Inc.07-06-2011
Jeffrey Davin PayneLPL Financial LLCAmeriprise Financial Services, Inc.05-22-2009
Erik Curtis SorensonLPL Financial LLCAmeriprise Financial Services, Inc.05-22-2009
Daniel Shawn OrourkeO'Rourke FinancialAmeriprise Financial Services, Inc.09-24-2018
Daniel Witt MittagOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.01-13-2011
Jerry Leon GruberProgress Alliance Investment ServicesAmeriprise Financial Services, Inc.04-08-2019
Petra ZuntRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.10-05-2016
Christopher Daniel LongRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$10010-13-2017
Carol Rogers BreglioRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$2510-13-2017
Todd Anthony LienSigma Financial CorporationAmeriprise Financial Services, Inc.$5006-08-2018
Garret Thomas JettSigma Financial CorporationAmeriprise Financial Services, Inc.$10002-25-2015
Gregory Allen DexterSigma Financial CorporationAmeriprise Financial Services, Inc.02-06-2015
Richard P. SteigerwaldSigma Financial CorporationAmeriprise Financial Services, Inc.10-24-2014
Kevin Robert EnglandSigma Financial CorporationAmeriprise Financial Services, Inc.10-24-2014
Matthew Aaron GoldsteinU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.04-02-2012
Darren Leonard BishopWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$10009-28-2018
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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