Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Clayton Harvey RiddellWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.05-25-2018
Amanda Frances BumgarnerWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.05-18-2018
Jessica Elisabeth BeckMML Investors Services, LLCBancWest Investment Services, Inc.03-02-2018
Tabrenia Lynn DavidsonWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.$1006-16-2017
William Rodrick CarrilloBBVA Securities Inc.BancWest Investment Services, Inc.03-11-2016
James Joseph BeaupreWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.$101-08-2016
Robert Eugene EdonU.S. Bancorp Investments, Inc.BancWest Investment Services, Inc.07-21-2015
Erin Moran CriderBOK Financial Services, Inc.BancWest Investment Services, Inc.03-30-2015
Chris Allan LuttmanKey Investment Services LLCBancWest Investment Services, Inc.$5003-20-2015
Chris R. CounceBBVA Securities Inc.BancWest Investment Services, Inc.02-20-2015
Betty Jo TomlinsonStrategic Wealth Advisors GroupBancWest Investment Services, Inc.12-18-2014
Andrew S MontSagePoint Financial, Inc.BancWest Investment Services, Inc.12-15-2014
Erick Mikal FieldAXA Advisors, LLCBancWest Investment Services, Inc.10-17-2014
Matthew Christian DonahueWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.04-25-2014
David Robert SeuferStrategic Advisers LLCBancWest Investment Services, Inc.07-30-2013
Paul Randall WalkerWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.09-19-2012
Michael Joseph PopickEdward JonesBancWest Investment Services, Inc.09-07-2012
Jorin Garrick BaleCUSO Financial Services, L.P.BancWest Investment Services, Inc.08-06-2012
David Reid Pringle Jr.BOK Financial Services, Inc.BancWest Investment Services, Inc.04-10-2012
Brian James GalesRaymond James Financial Services, Inc.BancWest Investment Services, Inc.01-11-2012
Douglas Lee JonesCUSO Financial Services, L.P.BancWest Investment Services, Inc.12-09-2011
Joshua Robert CamporaWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.$2505-27-2011
Pamela Ann LeeU.S. Bancorp Investments, Inc.BancWest Investment Services, Inc.05-27-2011
Richard E BlancoEdward JonesBancWest Investment Services, Inc.$5005-13-2011
Mark David LevineU.S. Bancorp Investments, Inc.BancWest Investment Services, Inc.02-23-2011
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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