Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Matthew IveyScottrade, Inc.BancWest Investment Services, Inc.06-06-2016
Amanda Frances BumgarnerWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.05-18-2018
Amy Brooke ParontoU.S. Bancorp Investments, Inc.BancWest Investment Services, Inc.06-30-2010
Amy Lynne ShroffPrism Financial Strategies, LLCBancWest Investment Services, Inc.09-22-2017
Andrew S. MontSagePoint Financial, Inc.BancWest Investment Services, Inc.12-15-2014
Betty J. TomlinsonStrategic Wealth Advisors GroupBancWest Investment Services, Inc.$10012-18-2014
Brian James GalesRaymond James Financial Services, Inc.BancWest Investment Services, Inc.01-11-2012
Chris Allan LuttmanKey Investment Services LLCBancWest Investment Services, Inc.$5003-20-2015
Chris Richard CounceBBVA Securities Inc.BancWest Investment Services, Inc.02-20-2015
Clayton Harvey RiddellWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.05-25-2018
Daniel Aaron LampeJ.P. Morgan Securities LLCBancWest Investment Services, Inc.$15012-11-2018
David Reid Pringle Jr.BOK Financial Securities, Inc.BancWest Investment Services, Inc.04-10-2012
David Robert SeuferStrategic Advisers LLCBancWest Investment Services, Inc.$5007-30-2013
Donald Martin ScramstadFirst Financial Equity CorporationBancWest Investment Services, Inc.05-23-2011
Douglas Lee JonesCUSO Financial Services, L.P.BancWest Investment Services, Inc.$2512-09-2011
Erick Mikal FieldAXA Advisors, LLCBancWest Investment Services, Inc.$1010-17-2014
Erin Moran CriderBOK Financial Securities, Inc.BancWest Investment Services, Inc.03-30-2015
James Joseph BeaupreWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.$1001-08-2016
Jeffrey Gene EngelmanVision Investment Advisors, LLCBancWest Investment Services, Inc.04-23-2013
Jeffrey Scott BergWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.03-28-2019
Jessica Elisabeth BeckMML Investors Services, LLCBancWest Investment Services, Inc.03-02-2018
John Allen McclainWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.06-14-2010
John Gerard HoffmanFarmers Financial Solutions, LLCBancWest Investment Services, Inc.05-22-2019
Jorin Garrick BaleCUSO Financial Services, L.P.BancWest Investment Services, Inc.08-06-2012
Joshua Robert CamporaWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.05-27-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.