Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William John HahnThe Leaders Group, Inc.Cambridge Investment Research, Inc.$5011-01-2018
Sanjoy DasguptaCetera Advisor Networks LLCCambridge Investment Research, Inc.08-15-2017
Robert Fred LauSummit Wealth Advisors, Inc.Cambridge Investment Research, Inc.08-02-2017
Emily Ann MessegeeSummit Wealth Advisors, Inc.Cambridge Investment Research, Inc.08-01-2017
John Barnes HarfertMML Investors Services, LLCCambridge Investment Research, Inc.03-08-2017
Andrew Richard ClyneSecurities America, Inc.Cambridge Investment Research, Inc.02-15-2017
Steven Lee White Jr.Securities America, Inc.Cambridge Investment Research, Inc.02-15-2017
Alison Leigh YoderDestiny Capital Securities CorporationCambridge Investment Research, Inc.$5012-10-2015
Mark A Ballenger IIEwealth Consulting, LLCCambridge Investment Research, Inc.12-04-2015
Jeff June ChoiBBVA Securities Inc.Cambridge Investment Research, Inc.11-19-2015
Jeffrey Scott BergBancWest Investment Services, Inc.Cambridge Investment Research, Inc.08-14-2015
Thomas Jacob BrunzCUSO Financial Services, L.P.Cambridge Investment Research, Inc.$104-15-2015
Sheldon Jay HarberGeneos Wealth Management, Inc.Cambridge Investment Research, Inc.08-29-2014
Tyler Andrew MorrisPersonal Capital Advisors CorporationCambridge Investment Research, Inc.02-25-2014
David Bruce PalmWells Fargo Clearing Services, LLCCambridge Investment Research, Inc.07-10-2013
Kevin W ShawLPL Financial LLCCambridge Investment Research, Inc.01-08-2013
Jeffrey Lawrence SwearingenCetera Advisors LLCCambridge Investment Research, Inc.$1012-12-2011
John Brandon BroderickAllstate Financial Services, LLCCambridge Investment Research, Inc.06-15-2011
Michael Robert Frie CFPRoyal Alliance Associates, Inc.Cambridge Investment Research, Inc.$103-14-2011
Theodore . SchwartzCapstone Investment Financial Group, Inc.Cambridge Investment Research, Inc.09-15-2009
Patrick Ryan RudyThe Corundum Group, Inc.Cambridge Investment Research, Inc.04-14-2009
Robert Eugene NixonGeneos Wealth Management, Inc.Cambridge Investment Research, Inc.$9004-03-2009

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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