Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lisa Ann CowanSecurities America, Inc.Cambridge Investment Research, Inc.07-02-2019
Tron David WelchWealthPLAN PartnersCambridge Investment Research, Inc.$907-01-2019
Jason Guy HovdeCUNA Brokerage Services, Inc.Cambridge Investment Research, Inc.05-28-2019
William John HahnThe Leaders Group, Inc.Cambridge Investment Research, Inc.$5011-01-2018
Sean Patrick ClancyPrivate Client Services, LLCCambridge Investment Research, Inc.$1,00004-25-2018
Laura Ann BickelUBS Financial Services Inc.Cambridge Investment Research, Inc.12-08-2017
Joseph Marc DevlinPark Avenue Securities LLCCambridge Investment Research, Inc.10-10-2017
Susan Jane PerronCetera Advisor Networks LLCCambridge Investment Research, Inc.$5008-17-2017
Sanjoy DasguptaCetera Advisor Networks LLCCambridge Investment Research, Inc.$1008-15-2017
Robert Fred LauSummit Wealth Advisors, Inc.Cambridge Investment Research, Inc.08-02-2017
Emily Ann MessegeeSummit Wealth Advisors, Inc.Cambridge Investment Research, Inc.08-01-2017
Joel Phillip KarbanKestra Investment Services, LLCCambridge Investment Research, Inc.05-15-2017
John Barnes HarfertMML Investors Services, LLCCambridge Investment Research, Inc.$5003-08-2017
Steven Lee WhiteSecurities America, Inc.Cambridge Investment Research, Inc.$102-15-2017
Andrew Richard ClyneSecurities America, Inc.Cambridge Investment Research, Inc.02-15-2017
Alison Leigh YoderDestiny Capital Securities CorporationCambridge Investment Research, Inc.12-10-2015
Mark A. Ballenger IIEwealth Consulting, LLCCambridge Investment Research, Inc.$5012-04-2015
Jeff June ChoiBBVA Securities Inc.Cambridge Investment Research, Inc.11-19-2015
Jeffrey Scott BergBancWest Investment Services, Inc.Cambridge Investment Research, Inc.08-14-2015
Thomas Jacob BrunzCUSO Financial Services, L.P.Cambridge Investment Research, Inc.$1004-15-2015
Gregg Michael IndovinaAccelerated Wealth Advisors LLCCambridge Investment Research, Inc.$1001-06-2015
Sheldon J HarberGeneos Wealth Management, Inc.Cambridge Investment Research, Inc.$5008-29-2014
Kelly C WilliamsTIAA-CREF Individual & Institutional Services, LLCCambridge Investment Research, Inc.04-07-2014
Tyler Andrew MorrisPersonal Capital Advisors CorporationCambridge Investment Research, Inc.02-25-2014
Kevin W. ShawLPL Financial LLCCambridge Investment Research, Inc.01-08-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.