Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Reno Jason ReserIFP Securities, LLCCetera Advisors LLC$10009-13-2019
Michael Glen NielsonIFP Securities, LLCCetera Advisors LLC$10008-15-2019
Gregory Gordon HomerIFP Securities, LLCCetera Advisors LLC08-15-2019
Bryan NielsonIFP Securities, LLCCetera Advisors LLC08-15-2019
Mark Alan HaennyLPL Financial LLCCetera Advisors LLC$50007-11-2019
Trevor Nolen TrippPrivate Client Services, LLCCetera Advisors LLC10-08-2018
Christopher KozakKozak & Associates, Inc.Cetera Advisors LLC09-07-2018
Patrick J. BrannanLPL Financial LLCCetera Advisors LLC04-02-2018
Joshua Lee CurtisThe Leaders Group, Inc.Cetera Advisors LLC01-02-2018
William Austin HammerCambridge Investment Research, Inc.Cetera Advisors LLC$10005-01-2017
Jeremy Scott EatonWorld Capital Brokerage, Inc.Cetera Advisors LLC02-14-2017
Michael T ClearyLarimer Capital CorporationCetera Advisors LLC02-02-2017
Mark Allen BarrandAmeriprise Financial Services, Inc.Cetera Advisors LLC$50007-29-2016
James Joseph O'BrienAmeriprise Financial Services, Inc.Cetera Advisors LLC$50007-15-2016
Patrick John ClearyLarimer Capital CorporationCetera Advisors LLC$10001-05-2016
John Leland DavisAmeriprise Financial Services, Inc.Cetera Advisors LLC$15012-03-2015
Jeremy Lee DavisAmeriprise Financial Services, Inc.Cetera Advisors LLC$25012-03-2015
Lance Mattingly LarkinAmeriprise Financial Services, Inc.Cetera Advisors LLC12-03-2015
Matthew Paul D'Addio Jr.Questar Capital CorporationCetera Advisors LLC07-22-2014
David Jesse GershwinCambridge Investment Research, Inc.Cetera Advisors LLC12-18-2009
Aaron Charles HerschGeneos Wealth Management, Inc.Cetera Advisors LLC06-26-2009

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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