Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Beau Justin PollardCenterpiece Wealth AdvisorCharles Schwab & Co., Inc.05-23-2018
Charles Lavon Guy Jr.Personal Capital Advisors CorporationCharles Schwab & Co., Inc.02-07-2018
Deming Anthony PaynePersonal Capital Advisors CorporationCharles Schwab & Co., Inc.12-01-2017
Christopher Matthew PatakyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.10-02-2017
Michael Lamon ThompsonNorthwestern Mutual Investment Services, LLCCharles Schwab & Co., Inc.08-02-2017
Derek Michael TuzLincoln Financial Advisors CorporationCharles Schwab & Co., Inc.$5007-12-2017
Elizabeth Ashley BleidtEdward JonesCharles Schwab & Co., Inc.$104-13-2017
John Robert FergusonThe Western Wealth Group, Inc.Charles Schwab & Co., Inc.03-06-2017
James Alan KanaiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.02-13-2017
Ryan Anthony GreenSky Ridge Wealth Management LLCCharles Schwab & Co., Inc.01-05-2017
Tyler M. WallaceNorthwestern Mutual Investment Services, LLCCharles Schwab & Co., Inc.11-21-2016
Scott Cary JamesJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.11-18-2016
Christopher Jay BarrRed Mountain Financial, LLCCharles Schwab & Co., Inc.09-11-2015
Monica Jihyon RyuPersonal Capital Advisors CorporationCharles Schwab & Co., Inc.08-13-2015
Gary Ray WheelerStrategic Advisers LLCCharles Schwab & Co., Inc.07-14-2015
Kyle Matthew BlackStrategic Advisers LLCCharles Schwab & Co., Inc.04-16-2015
Michael Joseph MchughRobert W. Baird & Co. IncorporatedCharles Schwab & Co., Inc.04-02-2015
Robert Scott TremlettWaddell & ReedCharles Schwab & Co., Inc.10-23-2014
James Jen-Wai TanFirst Look Capital Management, LLCCharles Schwab & Co., Inc.10-13-2014
Steven George HartStrategic Advisers LLCCharles Schwab & Co., Inc.07-15-2014
John Joseph Andersen-KirtlandMorgan StanleyCharles Schwab & Co., Inc.02-18-2014
Andrew Lee WeinbergStrategic Advisers LLCCharles Schwab & Co., Inc.02-10-2014
Kevin J CrossRobert W. Baird & Co. IncorporatedCharles Schwab & Co., Inc.$111-25-2013
Jeffrey Michael BlomgrenStrategic Advisers LLCCharles Schwab & Co., Inc.08-14-2013
Trevor Lee PhillipsStrategic Advisers LLCCharles Schwab & Co., Inc.07-17-2013
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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