Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Robert McLachlanFidelity Brokerage Services LLCCharles Schwab & Co., Inc.04-02-2015
Amy Marie GibsonFidelity Brokerage Services LLCCharles Schwab & Co., Inc.07-12-2013
Andrew James BrinckerhoffB. C. Ziegler and CompanyCharles Schwab & Co., Inc.11-02-2009
Andrew Lee WeinbergFidelity Brokerage Services LLCCharles Schwab & Co., Inc.$1011-15-2013
Ashley Nicole CellaTIAA-CREF Individual & Institutional Services, LLCCharles Schwab & Co., Inc.01-02-2014
Austin KonzenFidelity Personal and Workplace AdvisorsCharles Schwab & Co., Inc.09-02-2020
Beau Justin PollardCenterpiece Wealth AdvisorCharles Schwab & Co., Inc.05-23-2018
Bethany Alyssa BerryJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.07-09-2019
Bradley James BierenkovenPersonal Capital Advisors CorporationCharles Schwab & Co., Inc.12-03-2018
Brian JanesThrivent Investment Management Inc.Charles Schwab & Co., Inc.01-10-2020
Carlon Duane ParksFidelity Brokerage Services LLCCharles Schwab & Co., Inc.07-29-2013
Christopher Daniel LongPersonal Capital Advisors CorporationCharles Schwab & Co., Inc.$10003-03-2014
Christopher Daniel LongMorgan StanleyCharles Schwab & Co., Inc.$10004-16-2010
Christopher J. GrimesNYLIFE Securities LLCCharles Schwab & Co., Inc.02-08-2011
Christopher Jay BarrRed Mountain Financial, LLCCharles Schwab & Co., Inc.09-11-2015
Christopher Matthew PatakyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.10-02-2017
Corey Stephen WertzCharles Schwab & Co., Inc.Charles Schwab & Co., Inc.01-31-2019
Daniel Alexander Caycedo5280 Wealth ManagementCharles Schwab & Co., Inc.05-24-2019
Daniel B CarnesElderado Financial, IncCharles Schwab & Co., Inc.01-23-2020
Daniel Francis BrascettaPathway Advisors GroupCharles Schwab & Co., Inc.11-27-2018
David Robert BurchfieldRobert W. Baird & Co. IncorporatedCharles Schwab & Co., Inc.$2,00009-03-2019
Derek Michael TuzLincoln Financial Advisors CorporationCharles Schwab & Co., Inc.$10007-12-2017
Elizabeth Ashley BleidtEdward JonesCharles Schwab & Co., Inc.04-13-2017
Emily Ann MessegeeCambridge Investment Research, Inc.Charles Schwab & Co., Inc.04-22-2013
Emily Michelle BarringerColorado Financial Service CorporationCharles Schwab & Co., Inc.12-09-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.