Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mickale Weshon GilbertJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-23-2020
Daniel B CarnesElderado Financial, IncCharles Schwab & Co., Inc.01-23-2020
Brian JanesThrivent Investment Management Inc.Charles Schwab & Co., Inc.01-10-2020
Emily Michelle BarringerColorado Financial Service CorporationCharles Schwab & Co., Inc.12-09-2019
Oscar CortesBancWest Investment Services, Inc.Charles Schwab & Co., Inc.11-26-2019
Jeffrey D. McCabeE*TRADE Securities LLCCharles Schwab & Co., Inc.10-10-2019
Robert Edwin HellerBBVA Securities Inc.Charles Schwab & Co., Inc.09-30-2019
Bethany Alyssa BerryJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.07-09-2019
Jill Elaine IsbellCreative Financial Services, IncCharles Schwab & Co., Inc.05-31-2019
Shane Patrick Dennehy5280 Wealth ManagementCharles Schwab & Co., Inc.05-24-2019
Daniel Alexander Caycedo5280 Wealth ManagementCharles Schwab & Co., Inc.05-24-2019
Robert Wilson VollenweiderTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.05-21-2019
Corey Stephen WertzCharles Schwab & Co., Inc.Charles Schwab & Co., Inc.01-31-2019
Eric Emerson UdvariTIAA-CREF Individual & Institutional Services, LLCCharles Schwab & Co., Inc.12-12-2018
Bradley James BierenkovenPersonal Capital Advisors CorporationCharles Schwab & Co., Inc.12-03-2018
Daniel Francis BrascettaPathway Advisors GroupCharles Schwab & Co., Inc.11-27-2018
Beau Justin PollardCenterpiece Wealth AdvisorCharles Schwab & Co., Inc.05-23-2018
Paul James LiffengrenTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.05-04-2018
Odette Mariam SahakianInvestment Security Group, Inc.Charles Schwab & Co., Inc.03-15-2018
Christopher Matthew PatakyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.10-02-2017
Ryan C. BarkerAccelerated Wealth Advisors LLCCharles Schwab & Co., Inc.08-24-2017
Michael Lamon ThompsonNorthwestern Mutual Investment Services, LLCCharles Schwab & Co., Inc.08-02-2017
Kaylie Nicole JuddTIAA-CREF Individual & Institutional Services, LLCCharles Schwab & Co., Inc.07-07-2017
Elizabeth Ashley BleidtEdward JonesCharles Schwab & Co., Inc.04-13-2017
Leslie E. FrazierPersonal Capital Advisors CorporationCharles Schwab & Co., Inc.04-10-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.