Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shane Patrick Dennehy5280 Wealth ManagementCharles Schwab & Co., Inc.05-24-2019
Daniel Alexander Caycedo5280 Wealth ManagementCharles Schwab & Co., Inc.05-24-2019
Robert Wilson VollenweiderTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.05-21-2019
Jay P. CheneySchwab Private Client Investment Advisory, Inc.Charles Schwab & Co., Inc.08-20-2018
Beau Justin PollardCenterpiece Wealth AdvisorCharles Schwab & Co., Inc.05-23-2018
Paul James LiffengrenTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.05-04-2018
Deming Anthony PaynePersonal Capital Advisors CorporationCharles Schwab & Co., Inc.12-01-2017
Michael Lamon ThompsonNorthwestern Mutual Investment Services, LLCCharles Schwab & Co., Inc.08-02-2017
Adam Henry BarringerSchwab Private Client Investment Advisory, Inc.Charles Schwab & Co., Inc.07-20-2017
Justin Michael FloresSchwab Private Client Investment Advisory, Inc.Charles Schwab & Co., Inc.07-10-2017
Elizabeth Ashley BleidtEdward JonesCharles Schwab & Co., Inc.04-13-2017
John Robert FergusonThe Western Wealth Group, Inc.Charles Schwab & Co., Inc.03-06-2017
Ryan A. GreenSky Ridge Wealth Management LLCCharles Schwab & Co., Inc.01-05-2017
Tyler M. WallaceNorthwestern Mutual Investment Services, LLCCharles Schwab & Co., Inc.11-21-2016
Gage Pierre DeyoungPrudent WealthcareCharles Schwab & Co., Inc.01-04-2016
Christopher Jay BarrRed Mountain Financial, LLCCharles Schwab & Co., Inc.09-11-2015
Michael Joseph McHughRobert W. Baird & Co. IncorporatedCharles Schwab & Co., Inc.04-02-2015
Kevin J CrossRobert W. Baird & Co. IncorporatedCharles Schwab & Co., Inc.11-25-2013
Nicole Anne GeorgeICMA-RC Services, LLCCharles Schwab & Co., Inc.05-20-2013
Zoe Emma WhitmoreAmeriprise Financial Services, Inc.Charles Schwab & Co., Inc.02-08-2012
Gabriel Scott HanselmanSchwab Private Client Investment Advisory, Inc.Charles Schwab & Co., Inc.01-03-2012
William NorrisRobert W. Baird & Co. IncorporatedCharles Schwab & Co., Inc.01-03-2012
Kyle John HurtLifetime Capital ManagementCharles Schwab & Co., Inc.03-15-2011
Christopher J. GrimesNYLIFE Securities LLCCharles Schwab & Co., Inc.02-08-2011
Jahndavid Arthur TeschlerThe Western Wealth Group, Inc.Charles Schwab & Co., Inc.02-18-2010
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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