Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Scott RichmanBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.09-26-2012
William Cavin Holcomb Sr.BBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.06-18-2012
Jacob T PuzioWells Fargo Clearing Services, LLCChase Investment Services Corp.06-15-2012
Michael David RosenthalWells Fargo Clearing Services, LLCChase Investment Services Corp.06-01-2012
James Darby BarrettWells Fargo Clearing Services, LLCChase Investment Services Corp.$105-25-2012
Jacob William LacyWells Fargo Clearing Services, LLCChase Investment Services Corp.04-10-2012
Clayton Ernest KrickbaumMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.03-16-2012
Christopher Keely PicardiKey Investment Services LLCChase Investment Services Corp.12-14-2011
Michael Dru Neil ParkinKey Investment Services LLCChase Investment Services Corp.11-01-2011
Isaiah Charles Moses GuerreroBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.10-25-2011
John Michael SchulerColorado Financial Service CorporationChase Investment Services Corp.10-12-2011
Adam Jansen FowlerU.S. Bancorp Investments, Inc.Chase Investment Services Corp.10-06-2011
Jeffrey Neal McwhorterU.S. Bancorp Investments, Inc.Chase Investment Services Corp.08-02-2011
Wayne Timothy RoysU.S. Bancorp Investments, Inc.Chase Investment Services Corp.08-02-2011
Eric John EricksonWells Fargo Clearing Services, LLCChase Investment Services Corp.07-15-2011
Jonathan Edward SchnaidtKey Investment Services LLCChase Investment Services Corp.$1007-06-2011
Cheryl Lois ScoutWells Fargo Clearing Services, LLCChase Investment Services Corp.03-01-2011
Randy F ByunKey Investment Services LLCChase Investment Services Corp.01-13-2011
Kristin Nicole CossBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.01-12-2011
Esmeralda SantanaBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.10-21-2010
Hara Susan LipmanWells Fargo Clearing Services, LLCChase Investment Services Corp.$5010-01-2010
Tony James WittrockWells Fargo Investments, LLCChase Investment Services Corp.09-29-2010
Joshua Joseph WalkerEdward JonesChase Investment Services Corp.$5008-27-2010
Megan W WongNorthwestern Mutual Investment Services, LLCChase Investment Services Corp.04-23-2010
James Lewis MosleyCountry Capital Management CompanyChase Investment Services Corp.03-03-2010
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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