Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Stanley JohnsonLPL Financial LLCCountry Capital Management Company$2501-16-2019
Jason Michael PottNational Planning CorporationCountry Capital Management Company08-01-2017
Thomas Daniel Formica Jr.Allstate Financial Services, LLCCountry Capital Management Company06-09-2017
Michelle Lee TollarMML Investors Services, LLCCountry Capital Management Company05-11-2017
Christine Anne McDonaldPark Avenue Securities LLCCountry Capital Management Company03-03-2016
Craig W BrooksPark Avenue Securities LLCCountry Capital Management Company$10010-23-2015
Drew Timothy Tsokatos Jr.Fidelity Brokerage Services LLCCountry Capital Management Company05-04-2015
Bonnie K. SmithFarmers Financial Solutions, LLCCountry Capital Management Company04-16-2015
James Lewis MosleyLPL Financial LLCCountry Capital Management Company04-18-2011
William Devin BondNorthwestern Mutual Investment Services, LLCCountry Capital Management Company01-28-2011
Ernesto Donquis CowleyTIAA-CREF Individual & Institutional Services, LLCCountry Capital Management Company09-27-2010

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.