Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cory J NyeLPL Financial LLCEdward Jones01-17-2020
Warren Eugene PrenticeLPL Financial LLCEdward Jones08-02-2019
Daniel Patrick CallaghanLPL Financial LLCEdward Jones$2507-24-2019
Barbara Barrio BecknerLPL Financial LLCEdward Jones$15007-17-2019
Evan Bernard CarabelloLPL Financial LLCEdward Jones03-22-2019
Nancy Lorene BuckLPL Financial LLCEdward Jones$1804-06-2017
Jonathan David WhiteLPL Financial LLCEdward Jones$2502-22-2017
Jeffrey Allan HutchesonLPL Financial LLCEdward Jones06-18-2015
Michael Beric ChristiansenLPL Financial LLCEdward Jones01-02-2015
Leland Brent NunnallyLPL Financial LLCEdward Jones$1002-14-2014
Jeremy Michael ZiemerLPL Financial LLCEdward Jones$1004-12-2013
Ronald Vincent VermillionLPL Financial LLCEdward Jones$2502-07-2013
Nancy Eleanor KowalskiLPL Financial LLCEdward Jones$1010-26-2012
Randy Lynn LeslieLPL Financial LLCEdward Jones$1009-28-2012
Erik Donald AndersonLPL Financial LLCEdward Jones02-29-2012
Monica Alicia SchmittLPL Financial LLCEdward Jones01-17-2012
Craig Stephen KetchamLPL Financial LLCEdward Jones11-02-2011
Melissa Andrea BaldwinLPL Financial LLCEdward Jones10-27-2011
Jill Elaine IsbellLPL Financial LLCEdward Jones03-15-2011
Theodore James SwensonLPL Financial LLCEdward Jones$5012-10-2010
Teresa Rae SandersLPL Financial LLCEdward Jones$1009-24-2010
Walter Rey CinoccoLPL Financial LLCEdward Jones$1009-07-2010
Robert Lyle HullLPL Financial LLCEdward Jones$1007-30-2010
Cathey Hix BrownLPL Financial LLCEdward Jones01-06-2009

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.