Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Derek Paul SubotickiBancWest Investment Services, Inc.Fidelity Brokerage Services LLC09-14-2018
Nestor Mauricio VargasGreen Mountain PlanningFidelity Brokerage Services LLC08-09-2018
Nicholas Daniel HendersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC04-13-2018
Jeremy Jordan AudasMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC03-05-2018
Robert John EmersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC12-18-2017
Michael Jason ManosRaymond James Financial Services, Inc.Fidelity Brokerage Services LLC09-27-2017
Hannah Elizabeth KrumreichJ.P. Morgan Securities LLCFidelity Brokerage Services LLC08-29-2017
David Joseph VerwersNorthwestern Mutual Investment Services, LLCFidelity Brokerage Services LLC08-23-2017
Christopher John SommeseMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC08-15-2017
Jason Roland FosterJ.P. Morgan Securities LLCFidelity Brokerage Services LLC07-31-2017
John Anderson CrouterPersonal Capital Advisors CorporationFidelity Brokerage Services LLC06-26-2017
Kevin Vance CharlifueBBVA Securities Inc.Fidelity Brokerage Services LLC06-16-2017
Israel Nkola KalomboBB&T Securities, LLCFidelity Brokerage Services LLC05-11-2017
Brandon Geoffrey AkersConfluence Financial AdvisorsFidelity Brokerage Services LLC01-30-2017
Douglas William AumontParkland Securities, LLCFidelity Brokerage Services LLC01-03-2017
Michael Fulton Sheen HolligerWestern Wealth Management LLCFidelity Brokerage Services LLC01-03-2017
Amanda Sue ThomasGWFS Equities, Inc.Fidelity Brokerage Services LLC09-08-2016
Isaac Paul DaughertyMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC03-09-2016
Jacques Cullen BristowJ.P. Morgan Securities LLCFidelity Brokerage Services LLC10-12-2015
Matthew William BenzBancWest Investment Services, Inc.Fidelity Brokerage Services LLC06-02-2015
Cameron Bryce FrakerWaddell & ReedFidelity Brokerage Services LLC04-08-2015
Joshua Glen SmithWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC10-09-2014
Keith John KozubalRaymond James Financial Services, Inc.Fidelity Brokerage Services LLC09-17-2014
Ryan Richard ForistalCascade Financial Management, Inc.Fidelity Brokerage Services LLC09-17-2014
Todd Leon MonsAnthony Capital, LLCFidelity Brokerage Services LLC07-28-2014
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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