Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Alan BeckenhauerBBVA Securities Inc.J.P. Morgan Securities LLC01-28-2019
Michael Christopher HutchesonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15010-26-2018
Jonathan Yost Moss IIEdward JonesJ.P. Morgan Securities LLC06-29-2018
Chase Andrew RodawigCustos Family Office LLCJ.P. Morgan Securities LLC04-19-2018
Thomas Francis PiersonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-21-2017
Tram Thien DaoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-21-2017
Christopher NagleWealth Legacy Institute, Inc.J.P. Morgan Securities LLC08-25-2017
Paul Harris MurrayMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-19-2017
Remi L NelsonKey Investment Services LLCJ.P. Morgan Securities LLC03-29-2017
Craig S ConnerAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$15002-17-2017
Michael Allen RobbBancWest Investment Services, Inc.J.P. Morgan Securities LLC01-06-2017
Augustus Bowdoin SpauldingMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-02-2016
Bradley James PorterCrestone Securities LLCJ.P. Morgan Securities LLC08-08-2016
Jordana Rose LokkenLPL Financial LLCJ.P. Morgan Securities LLC07-22-2016
Samuel Cole ChapmanThrivent Investment Management Inc.J.P. Morgan Securities LLC07-09-2016
Chelsey Danielle SmithMorgan StanleyJ.P. Morgan Securities LLC05-20-2016
Weston Michael MillnerWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-19-2016
Matthew David KothMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-07-2016
Timothy Douglas JensenWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-26-2016
Michael Scott SmithWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-19-2016
Michael Gregory GegenRobert W. Baird & Co. IncorporatedJ.P. Morgan Securities LLC01-15-2016
Matthew John BakerCharles Schwab Investment Advisory, IncJ.P. Morgan Securities LLC12-18-2015
Grayson Joel HofferberWaddell & ReedJ.P. Morgan Securities LLC12-08-2015
Anthony Matthew TeCrestone Securities LLCJ.P. Morgan Securities LLC12-04-2015
Jeffrey J BurneyCrestone Asset Management LLCJ.P. Morgan Securities LLC09-29-2015
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Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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