Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aidan E. ElliottKestra Investment Services, LLCJ.P. Morgan Securities LLC05-01-2019
Alexander J. FalloonThrivent Investment Management Inc.J.P. Morgan Securities LLC01-06-2015
Amber Rae NilesGWFS Equities, Inc.J.P. Morgan Securities LLC$15006-17-2019
Amelia Marie EstrellaJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC07-01-2014
Andrea Lynn ThomasFidelity Brokerage Services LLCJ.P. Morgan Securities LLC10-28-2013
Anthony M TeCrestone Securities LLCJ.P. Morgan Securities LLC12-04-2015
Augustus Bowdoin SpauldingMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-02-2016
Austin G. OldsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-08-2015
Brian J. HaasJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC07-22-2013
Bruce Anthony DiBiaseMorgan StanleyJ.P. Morgan Securities LLC$15008-20-2015
Carla Scanniello McConnellMorgan StanleyJ.P. Morgan Securities LLC06-04-2015
Chad DysonAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC$5003-16-2018
Chase A. RodawigCustos Family Office LLCJ.P. Morgan Securities LLC04-19-2018
Chelsey D. SmithMorgan StanleyJ.P. Morgan Securities LLC05-20-2016
Chester Henry WangMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-13-2014
Christian Daniel HernandezTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC08-19-2014
Christopher B. BoresenFidelity Brokerage Services LLCJ.P. Morgan Securities LLC07-31-2015
Christopher Huntington JohnsonFidelity Brokerage Services LLCJ.P. Morgan Securities LLC04-01-2014
Christopher Lee WattonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$1007-31-2015
Christopher NagleWealth Legacy Institute, Inc.J.P. Morgan Securities LLC08-25-2017
Christopher William DollKey Investment Services LLCJ.P. Morgan Securities LLC04-16-2015
Conor Sullivan McCallinMorgan StanleyJ.P. Morgan Securities LLC06-22-2015
Craig S ConnerAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC02-17-2017
Cynthia Anne LombardiTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC02-11-2013
Dalton Shane WaldropMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-24-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.