Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Maria Carmen RuizGWFS Equities, Inc.J.P. Morgan Securities LLC11-27-2019
Tomas J. MarinCentaurus Financial, Inc.J.P. Morgan Securities LLC08-28-2019
Aidan E. ElliottKestra Investment Services, LLCJ.P. Morgan Securities LLC05-01-2019
Tracie Michelle BeckerMML Investors Services, LLCJ.P. Morgan Securities LLC03-20-2019
Ryan Alan BeckenhauerBBVA Securities Inc.J.P. Morgan Securities LLC01-28-2019
Lorena I. BenavidezBOK Financial Securities, Inc.J.P. Morgan Securities LLC01-18-2019
Jonathan Yost Moss IIEdward JonesJ.P. Morgan Securities LLC06-29-2018
Chase A. RodawigCustos Family Office LLCJ.P. Morgan Securities LLC04-19-2018
Hannah Elizabeth KrumreichSchwab Private Client Investment Advisory, Inc.J.P. Morgan Securities LLC04-02-2018
Thomas F. PiersonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC12-21-2017
Jason Stewart DohrmanCreative PlanningJ.P. Morgan Securities LLC11-17-2017
Eugene Robert Lopez JrWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC10-09-2017
Tram Thien DaoWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC09-21-2017
Christopher NagleWealth Legacy Institute, Inc.J.P. Morgan Securities LLC08-25-2017
Paul Harris MurrayMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-19-2017
Remi L NelsonKey Investment Services LLCJ.P. Morgan Securities LLC03-29-2017
Margaret Arrington PettyGWFS Equities, Inc.J.P. Morgan Securities LLC03-23-2017
Michael Allen RobbBancWest Investment Services, Inc.J.P. Morgan Securities LLC01-06-2017
Peter C. SherlockMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-04-2017
Augustus Bowdoin SpauldingMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-02-2016
Samuel Cole ChapmanThrivent Investment Management Inc.J.P. Morgan Securities LLC07-09-2016
Chelsey Danielle SmithMorgan StanleyJ.P. Morgan Securities LLC05-20-2016
Shannon C. GrahamUBS Financial Services Inc.J.P. Morgan Securities LLC04-27-2016
Weston M. MillnerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC04-19-2016
Matthew David KothMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-07-2016
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Showing 1 to 25 of 77 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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