Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Reid Pringle Jr.Pruco Securities, LLC.LPL Financial LLC$106-17-2019
Evan Bernard CarabelloRaymond James Financial Services, Inc.LPL Financial LLC04-11-2019
Kimberly Ann GieselerCWM, LLCLPL Financial LLC10-24-2018
Grant Simon GlennNoble Wealth PartnersLPL Financial LLC09-24-2018
Arthur Kerwin Sobczak IIIThe Leaders Group, Inc.LPL Financial LLC09-04-2018
Jason Mark KurtzEdward JonesLPL Financial LLC07-24-2018
Teresa Marie HowesSecurities America, Inc.LPL Financial LLC$1006-01-2018
Garrick Scot SasaU.S. Bancorp Investments, Inc.LPL Financial LLC$105-22-2018
Sean Luigi CoviTrilogy Capital, Inc.LPL Financial LLC12-08-2017
Merle Frederick Lynch Jr.Cambridge Investment Research, Inc.LPL Financial LLC12-01-2017
Michael C ReisThe Leaders Group, Inc.LPL Financial LLC08-21-2017
Roger M SmithFirst Allied Securities, Inc.LPL Financial LLC$5007-07-2017
Edward Scott SmithWestern Wealth Management LLCLPL Financial LLC04-03-2017
Jonathan David WhiteWestern Wealth Management LLCLPL Financial LLC02-23-2017
Scott Earl SteinerRaymond James Financial Services, Inc.LPL Financial LLC02-08-2017
Charles Edward Prather IVSecurities America, Inc.LPL Financial LLC$5002-07-2017
Elizabeth Ann MeierSecurities America, Inc.LPL Financial LLC$102-03-2017
Christian Vernon RavstenFoxstone FinancialLPL Financial LLC01-06-2017
Jeffrey Allan HutchesonGPS Wealth Strategies Group, LLCLPL Financial LLC01-03-2017
Levi Kevin Knutson CfpGPS Wealth Strategies Group, LLCLPL Financial LLC01-03-2017
Merideth Jane FuchsInvestment Centers of America, Inc.LPL Financial LLC11-02-2016
William Francis CassidyCUSO Financial Services, L.P.LPL Financial LLC$5010-11-2016
Hari K RaoFarmers Financial Solutions, LLCLPL Financial LLC08-31-2016
John Matthew PierceWestern Wealth Management LLCLPL Financial LLC08-11-2016
Michael Scott AkinsAkins Financial, LLCLPL Financial LLC08-09-2016
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Showing 1 to 25 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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