Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shawna Denise BonnerVoya Financial Advisors, Inc.LPL Financial LLC01-02-2009
Patricia Ellyn MurrayCambridge Investment Research, Inc.LPL Financial LLC05-01-2009
Robert Richard WheelerStrategic Wealth Advisors GroupLPL Financial LLC12-14-2009
Darrell Samuel MontgomerySpectrum Wealth Management, LLCLPL Financial LLC04-16-2010
Olcott Mitchell BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-11-2010
Robert Fred LauCambridge Investment Research, Inc.LPL Financial LLC$2511-05-2010
Laine Arthur Rinker Jr.Arkenstone Financial, LLCLPL Financial LLC08-05-2011
Joel Phillip KarbanCambridge Investment Research, Inc.LPL Financial LLC08-19-2011
Nancy Ann HazelriggWaddell & ReedLPL Financial LLC09-01-2011
James Lewis MosleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC09-27-2011
John Edward MumfordGallacher Capital Management, LLCLPL Financial LLC10-04-2011
Timothy Russell HarderGirard Securities, Inc.LPL Financial LLC10-21-2011
Peter John BellefountaineGirard Securities, Inc.LPL Financial LLC$1010-21-2011
Walter Ray LasleyNTB Financial CorporationLPL Financial LLC01-06-2012
Christine Renee VineWaddell & ReedLPL Financial LLC02-08-2012
Mickey Joseph GuidryGeneos Wealth Management, Inc.LPL Financial LLC$5004-27-2012
Dennis Michael OneillGeneos Wealth Management, Inc.LPL Financial LLC04-30-2012
Robert Joseph UnderkoflerCetera Advisors LLCLPL Financial LLC$2506-14-2012
Michael Glen NielsonCetera Advisors LLCLPL Financial LLC$2508-22-2012
Wayne Timothy RoysKey Investment Services LLCLPL Financial LLC$1009-10-2012
James Robert AbernethyInvestment Centers of America, Inc.LPL Financial LLC09-19-2012
Deborah Lee GoodaleMorgan StanleyLPL Financial LLC10-09-2012
Brady Scott MullenNew England SecuritiesLPL Financial LLC$2511-08-2012
Charles Macdonald Kerr IVCambridge Investment Research, Inc.LPL Financial LLC01-17-2013
Ralph David Janitell IIIWaddell & ReedLPL Financial LLC01-29-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.