Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan T W BauParkland Securities, LLCLPL Financial LLC06-15-2011
Alec Andy MontoyaMercer Global Advisors Inc.LPL Financial LLC04-10-2017
Alexa B BrascettaCWM, LLCLPL Financial LLC10-24-2018
Andrea Lynn DykesThe Leaders Group, Inc.LPL Financial LLC04-05-2016
Bradley Ross ThompsonKovack Advisors, Inc.LPL Financial LLC05-31-2016
Bradley W GomerGeneos Wealth Management, Inc.LPL Financial LLC$1709-19-2014
Brenda Kay RaffertyCommonwealth Financial NetworkLPL Financial LLC01-18-2017
Brett Daniel BengtsonAmeriprise Financial Services, LLCLPL Financial LLC09-11-2020
Calum William HayesGWFS Equities, Inc.LPL Financial LLC07-14-2020
Carolyn InsleyUnited Planners Financial Services of AmericaLPL Financial LLC$15011-05-2010
Charles Macdonald Kerr IVCambridge Investment Research, Inc.LPL Financial LLC$2501-17-2013
Christian Vernon RavstenFoxstone FinancialLPL Financial LLC01-06-2017
Christopher Michael SchommerLion Street Financial, LLCLPL Financial LLC05-15-2020
Craig Alan ModdelmogCornerstone Wealth Management, Inc.LPL Financial LLC$2504-15-2013
Craig Anthony DelmanWorld Capital Brokerage, Inc.LPL Financial LLC06-08-2018
David Glen GranowitzThe Leaders Group, Inc.LPL Financial LLC10-11-2018
David P GroatG&S Capital LLCLPL Financial LLC$10005-28-2014
Desiree Ann SeglerHeirloom Wealth Management LLCLPL Financial LLC05-01-2018
Dwight Emil VilhauerSecurities America, Inc.LPL Financial LLC10-27-2014
Edward Scott SmithWestern Wealth Management LLCLPL Financial LLC$5004-03-2017
Eileen Mary KimU.S. Bancorp Investments, Inc.LPL Financial LLC05-18-2015
Erik Anders LarsenTriad Advisors LLCLPL Financial LLC07-22-2014
Gabriel DibildoxBancWest Investment Services, Inc.LPL Financial LLC$5004-29-2016
Garrick Scot SasaU.S. Bancorp Investments, Inc.LPL Financial LLC05-22-2018
Grant Simon GlennNoble Wealth PartnersLPL Financial LLC09-24-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.