Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Arthur Kerwin Sobczak IIIThe Leaders Group, Inc.LPL Financial LLC09-04-2018
Beth Vivian WalkerCetera Advisor Networks LLCLPL Financial LLC$5008-26-2019
Bradley W. GomerGeneos Wealth Management, Inc.LPL Financial LLC09-19-2014
Christian Vernon RavstenFoxstone FinancialLPL Financial LLC01-06-2017
Craig Alan ModdelmogCornerstone Wealth Management, Inc.LPL Financial LLC04-15-2013
David Reid Pringle Jr.Pruco Securities, LLC.LPL Financial LLC06-17-2019
Desiree Ann SeglerHeirloom Wealth Management LLCLPL Financial LLC05-01-2018
Edward Scott SmithWestern Wealth Management LLCLPL Financial LLC04-03-2017
Eileen Mary KimU.S. Bancorp Investments, Inc.LPL Financial LLC05-18-2015
Elizabeth Ann MeierSecurities America, Inc.LPL Financial LLC02-03-2017
Erik Anders LarsenTriad Advisors LLCLPL Financial LLC07-22-2014
Gabriel DibildoxBancWest Investment Services, Inc.LPL Financial LLC04-29-2016
Gail Bernice HansenPinnacle Wealth Management, Inc.LPL Financial LLC09-21-2011
Garrick Scot SasaU.S. Bancorp Investments, Inc.LPL Financial LLC05-22-2018
Grant Simon GlennNoble Wealth PartnersLPL Financial LLC09-24-2018
James Lee YoungGeneos Wealth Management, Inc.LPL Financial LLC$2508-28-2015
James Marc PrestonCambridge Investment Research, Inc.LPL Financial LLC04-16-2014
Jason Mark KurtzEdward JonesLPL Financial LLC07-24-2018
Jeffrey Allan HutchesonGPS Wealth Strategies Group, LLCLPL Financial LLC01-03-2017
Jeffrey C. JohnsonCetera Advisors LLCLPL Financial LLC02-18-2014
Jessica Lee TaylorPurshe Kaplan Sterling InvestmentsLPL Financial LLC07-01-2016
John Marshall CoulterAspen Financial, Inc.LPL Financial LLC09-23-2015
Jonathan David WhiteWestern Wealth Management LLCLPL Financial LLC02-23-2017
Joni DorrisGeneos Wealth Management, Inc.LPL Financial LLC09-23-2014
Joseph David LealGeneos Wealth Management, Inc.LPL Financial LLC09-19-2014
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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