Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven William HarpColorado Wealth Group LLCMML Investors Services, LLC08-14-2020
Thomas Mark IbsenLPL Financial LLCMML Investors Services, LLC04-03-2020
Theodore Joseph ManzanaresPruco Securities, LLC.MML Investors Services, LLC04-02-2020
Joseph James Di BiasiWoodbury Financial Services, Inc.MML Investors Services, LLC02-21-2020
Gregory B. McElhenyWoodbury Financial Services, Inc.MML Investors Services, LLC02-21-2020
Steven Frederick CutterWoodbury Financial Services, Inc.MML Investors Services, LLC$1002-03-2020
Gregory Patrick BurrellWoodbury Financial Services, Inc.MML Investors Services, LLC$5002-03-2020
Stephen Wayne StrongWoodbury Financial Services, Inc.MML Investors Services, LLC$5702-03-2020
Courtney Kristen BurrellWoodbury Financial Services, Inc.MML Investors Services, LLC02-03-2020
James M. FranklinThe Leaders Group, Inc.MML Investors Services, LLC10-22-2019
Devika KambohDMK Advisor Group, Inc.MML Investors Services, LLC10-16-2019
Jason Timothy ReevesAXA Advisors, LLCMML Investors Services, LLC10-08-2019
Michael David WesterfieldThe Leaders Group, Inc.MML Investors Services, LLC$5009-23-2019
Jessica Elisabeth BeckCambridge Investment Research, Inc.MML Investors Services, LLC08-09-2019
Jervis Longyear DiciccoOneAmerica Securities, Inc.MML Investors Services, LLC$2505-01-2019
Samuel Thomas HendersonTIAA-CREF Individual & Institutional Services, LLCMML Investors Services, LLC04-17-2019
Josh KistlerFidelity Brokerage Services LLCMML Investors Services, LLC04-02-2019
Mark B. CandlerMaia WealthMML Investors Services, LLC02-26-2019
Christopher Jacob BarkerMaia WealthMML Investors Services, LLC02-25-2019
John Barnes HarfertPruco Securities, LLC.MML Investors Services, LLC01-30-2019
David Lynn OwensMaia WealthMML Investors Services, LLC01-07-2019
Gerald A ClasAXA Advisors, LLCMML Investors Services, LLC12-04-2018
Gregory Lawrence SmithMorgan StanleyMML Investors Services, LLC10-25-2018
Anne Marie NagyGWFS Equities, Inc.MML Investors Services, LLC06-25-2018
Desmond Jermaine DimondMaia WealthMML Investors Services, LLC04-06-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.