Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ali BarghelameFinancial Advocates Investment ManagementMML Investors Services, LLC05-24-2017
Anne Marie NagyGWFS Equities, Inc.MML Investors Services, LLC06-25-2018
Bruce Joel WilliamsThe Leaders Group, Inc.MML Investors Services, LLC04-15-2010
Christopher Jacob BarkerMaia WealthMML Investors Services, LLC02-25-2019
Courtney Kristen BurrellWoodbury Financial Services, Inc.MML Investors Services, LLC02-03-2020
David Lynn OwensMaia WealthMML Investors Services, LLC01-07-2019
Dayna K MaxfieldHorace Mann Investors, Inc.MML Investors Services, LLC09-21-2017
Desmond Jermaine DimondMaia WealthMML Investors Services, LLC04-06-2018
Devika KambohDMK Advisor Group, Inc.MML Investors Services, LLC10-16-2019
Emily Kathleen BiehlerCommonwealth Financial NetworkMML Investors Services, LLC05-01-2013
Frank Ramon ChristiansenPrincipal Securities, Inc.MML Investors Services, LLC08-24-2017
Gary Francis ShondeckJ.W. Cole Financial, Inc.MML Investors Services, LLC$1706-29-2017
Gerald A ClasAXA Advisors, LLCMML Investors Services, LLC12-04-2018
Gregory B. McElhenyWoodbury Financial Services, Inc.MML Investors Services, LLC02-21-2020
Gregory Lawrence SmithMorgan StanleyMML Investors Services, LLC10-25-2018
Gregory Patrick BurrellWoodbury Financial Services, Inc.MML Investors Services, LLC$5002-03-2020
Jacalyn Robin MurrayThe Leaders Group, Inc.MML Investors Services, LLC07-27-2016
James M. FranklinThe Leaders Group, Inc.MML Investors Services, LLC10-22-2019
Jason Timothy ReevesAXA Advisors, LLCMML Investors Services, LLC10-08-2019
Jeffrey Duane CampbellLPL Financial LLCMML Investors Services, LLC08-03-2017
Jervis Longyear DiciccoOneAmerica Securities, Inc.MML Investors Services, LLC$2505-01-2019
Jessica Elisabeth BeckCambridge Investment Research, Inc.MML Investors Services, LLC08-09-2019
John Barnes HarfertPruco Securities, LLC.MML Investors Services, LLC01-30-2019
John F. BeersPersonal Capital Advisors CorporationMML Investors Services, LLC09-01-2017
Joseph Arthur DorenbuschMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC12-14-2017
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.