Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jamie Kenneth MoultonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-07-2019
Matthew David KothRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2019
Christopher John Rezek Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2018
Alfred Isaac PetrossWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2018
Michael Anthony WilliamsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00011-07-2018
David Bruce Stewart IVWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$108-01-2018
Sean Cavanaugh ByersHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-18-2018
Carlos Sergio Torres NegronBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2018
Brandon Doyle BrownD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-20-2018
John M. EdenD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-20-2018
Sandra L D'AngeloD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2018
Sterling Ky MccartyD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,00004-20-2018
James R Young IIIHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-21-2017
Joseph Mahmood HurabPersonal Capital Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2016
Thomas Michael DenkenbergerSankala Group LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2016
Steven Howard BowesLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2016
Mark Conrad LajoieWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-26-2016
Willard H Pease Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-27-2016
Tanya M MerchantMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$11602-01-2016
Catherine Milford ColemanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-15-2016
Mark William NelsonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15012-04-2015
Christopher Ludvik SemrodWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2015
Edward Scott SmithLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-06-2015
Martha Jeanne AwadCardan Capital Partners, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-06-2015
Sarah Lyn KeysPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated11-06-2015
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Showing 1 to 25 of 99 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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