Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ky McCarty Brandon Brown John EdenD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated$38004-20-2018
David Evans Nepeta Godec Patty EckelberryRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$17709-14-2012
Michael L Cope William G MarcouxUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$22501-02-2014
Joseph Brian LembeckUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-21-2020
Matthew Paul JohnsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2020
Isaac Paul DaughertyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2020
Natalie Marie MahlerStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$20008-19-2020
Nicholas Adam DotsonRobinhood Financial, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-10-2020
Reinhold WigandSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2020
Samuel Reinhold WigandSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2020
Amber AlsadiE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2020
Michael A BiggerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2020
Matthew Allen BurnettBurnett FinancialMerrill Lynch, Pierce, Fenner & Smith Incorporated05-08-2020
Christopher Bernard MalloyFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2020
Rachel A FitzpatrickMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-16-2020
Brandon WillisJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-27-2020
Andrew David SchellD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2020
Kate Alene StephensonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2019
Georgiy KrasnopolskiySecurian Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2019
Jay Paul SantangeloRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Craig Alan WeidenfellerMercer Global Advisors Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Pasha GhaemiRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Robert John EmersonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2019
Darwin Clair CampbellRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00009-04-2019
Matthew Richard MatherlyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15009-04-2019
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Showing 1 to 25 of 116 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.