Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Jonathan BurwellCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-01-2009
Michael Jay SchneiderCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2009
Michael Stanley SlishinskyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2009
Edgardo Rafael CintronUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2009
Eric Daniel UhlbergUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-29-2009
Bert Pierpont Palmer IIUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-29-2009
Nicholas G. BodeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2009
Mark D. LevineBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2009
Bruce Allen LarsenWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-27-2009
Andrew KrantzWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2009
Daniel R MeyerAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2009
Bruce Brett P. Emmeluth Jr.First Financial Equity CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated03-19-2009
Mark Stephen StarosciakInfinium Investment Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2009
Patricia Ann ScottLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-06-2009
Bryan Scott JarmanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-24-2009
Michael Anthony ColemanH&R Block Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-01-2009
Stephen Lang WeinigLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-27-2009
Jason P BurkettUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1006-04-2009
Douglas Allan BehnfieldUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2009
Willard Irvin CatonWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2009
Barbara Ann EndresWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-10-2009
Michael Robert McDonaldLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2009
Charles Michael StoverUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2010
Steve Bruce DurmanU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1005-17-2010
Jeffrey Dean DavisScenic Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-09-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.