Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Leland Gene FrankWells Fargo Clearing Services, LLCMetLife Securities Inc.06-28-2012
Christopher Douglas WaldoTD Ameritrade Investment Management, LLCMetLife Securities Inc.08-21-2013
Elizabeth RidsdelUSAA Financial Advisors, Inc.MetLife Securities Inc.12-02-2013
Craig Robert TownsendCetera Advisors LLCMetLife Securities Inc.$5003-31-2014
Tracy Dena Thornlow, Lacey JordanCommonwealth Financial NetworkMetLife Securities Inc.05-04-2015
Clay Hanlin Sorrick Jr.Commonwealth Financial NetworkMetLife Securities Inc.05-04-2015
Christopher James LawyerLPL Financial LLCMetLife Securities Inc.05-06-2016
Tena Lucille KautzAmeriprise Financial Services, Inc.MetLife Securities Inc.$5008-31-2016
Bruce Wayne SquiresAmeriprise Financial Services, Inc.MetLife Securities Inc.08-31-2016
Seth HamiltonAmeriprise Financial Services, Inc.MetLife Securities Inc.08-31-2016
Thomas William KautzAmeriprise Financial Services, Inc.MetLife Securities Inc.09-01-2016
Stacia Marie SchumacherAmeriprise Financial Services, Inc.MetLife Securities Inc.11-04-2016
Tierney Erin ZiebelmanAmeriprise Financial Services, Inc.MetLife Securities Inc.11-04-2016
Stephen Wayne StrongMML Investors Services, LLCMetLife Securities Inc.$5703-25-2017
Emil Clifton MusgroveMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Steven Frederick CutterMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Eugene Alexander Moisey Jr.MML Investors Services, LLCMetLife Securities Inc.03-25-2017
Gregory Patrick BurrellMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Bruce Michael LutzMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Thomas Mark IbsenMML Investors Services, LLCMetLife Securities Inc.03-25-2017
David E. MaasMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Terrence Lee FrankMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Theodore Joseph ManzanaresMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Ben W Walter ZimmermanMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Oleg MetsaevMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Next Page »

Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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