Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
---|---|---|---|---|
Leland Gene Frank | Wells Fargo Clearing Services, LLC | MetLife Securities Inc. | — | 06-28-2012 |
Christopher Douglas Waldo | TD Ameritrade Investment Management, LLC | MetLife Securities Inc. | — | 08-21-2013 |
Elizabeth Ridsdel | USAA Financial Advisors, Inc. | MetLife Securities Inc. | — | 12-02-2013 |
Craig Robert Townsend | Cetera Advisors LLC | MetLife Securities Inc. | $50 | 03-31-2014 |
Tracy Dena Thornlow, Lacey Jordan | Commonwealth Financial Network | MetLife Securities Inc. | — | 05-04-2015 |
Clay Hanlin Sorrick Jr. | Commonwealth Financial Network | MetLife Securities Inc. | — | 05-04-2015 |
Christopher James Lawyer | LPL Financial LLC | MetLife Securities Inc. | — | 05-06-2016 |
Tena Lucille Kautz | Ameriprise Financial Services, Inc. | MetLife Securities Inc. | $50 | 08-31-2016 |
Bruce Wayne Squires | Ameriprise Financial Services, Inc. | MetLife Securities Inc. | — | 08-31-2016 |
Seth Hamilton | Ameriprise Financial Services, Inc. | MetLife Securities Inc. | — | 08-31-2016 |
Thomas William Kautz | Ameriprise Financial Services, Inc. | MetLife Securities Inc. | — | 09-01-2016 |
Stacia Marie Schumacher | Ameriprise Financial Services, Inc. | MetLife Securities Inc. | — | 11-04-2016 |
Tierney Erin Ziebelman | Ameriprise Financial Services, Inc. | MetLife Securities Inc. | — | 11-04-2016 |
Stephen Wayne Strong | MML Investors Services, LLC | MetLife Securities Inc. | $57 | 03-25-2017 |
Emil Clifton Musgrove | MML Investors Services, LLC | MetLife Securities Inc. | $50 | 03-25-2017 |
Steven Frederick Cutter | MML Investors Services, LLC | MetLife Securities Inc. | $10 | 03-25-2017 |
Eugene Alexander Moisey Jr. | MML Investors Services, LLC | MetLife Securities Inc. | — | 03-25-2017 |
Gregory Patrick Burrell | MML Investors Services, LLC | MetLife Securities Inc. | — | 03-25-2017 |
Bruce Michael Lutz | MML Investors Services, LLC | MetLife Securities Inc. | — | 03-25-2017 |
Thomas Mark Ibsen | MML Investors Services, LLC | MetLife Securities Inc. | — | 03-25-2017 |
David E. Maas | MML Investors Services, LLC | MetLife Securities Inc. | — | 03-25-2017 |
Terrence Lee Frank | MML Investors Services, LLC | MetLife Securities Inc. | — | 03-25-2017 |
Theodore Joseph Manzanares | MML Investors Services, LLC | MetLife Securities Inc. | — | 03-25-2017 |
Ben W Walter Zimmerman | MML Investors Services, LLC | MetLife Securities Inc. | — | 03-25-2017 |
Oleg Metsaev | MML Investors Services, LLC | MetLife Securities Inc. | — | 03-25-2017 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.