Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Jose SaldanaIntervest International Equities CorporationMetLife Securities Inc.01-22-2016
Allen Lee McKeehanHorace Mann Investors, Inc.MetLife Securities Inc.04-04-2017
Bruce Wayne SquiresAmeriprise Financial Services, LLCMetLife Securities Inc.08-31-2016
Carshon Renee RodgersLPL Financial LLCMetLife Securities Inc.07-25-2011
Christopher Douglas WaldoTD Ameritrade Investment Management, LLCMetLife Securities Inc.08-21-2013
Christopher James LawyerLPL Financial LLCMetLife Securities Inc.05-06-2016
Clay Hanlin Sorrick Jr.Commonwealth Financial NetworkMetLife Securities Inc.05-04-2015
Craig Robert TownsendCetera Advisors LLCMetLife Securities Inc.$5003-31-2014
David Alan BrinkTIAA-CREF Individual & Institutional Services, LLCMetLife Securities Inc.03-25-2013
Elizabeth RidsdelUSAA Financial Advisors, Inc.MetLife Securities Inc.12-02-2013
George Wendell HamiltonAmeriprise Financial Services, LLCMetLife Securities Inc.08-31-2016
Kimberly Ann GieselerLPL Financial LLCMetLife Securities Inc.02-05-2009
Lacey JordanCommonwealth Financial NetworkMetLife Securities Inc.05-04-2015
Leland Gene FrankWells Fargo Clearing Services, LLCMetLife Securities Inc.06-28-2012
Lori Christine StephensonFidelity Brokerage Services LLCMetLife Securities Inc.07-09-2013
Philip YanarosFidelity Brokerage Services LLCMetLife Securities Inc.11-22-2016
Raphael Rene RomoWaddell & ReedMetLife Securities Inc.07-23-2009
Robert Mccutcheon TaskerCountry Capital Management CompanyMetLife Securities Inc.$5004-25-2011
Seth HamiltonAmeriprise Financial Services, LLCMetLife Securities Inc.08-31-2016
Stacia Marie SchumacherAmeriprise Financial Services, LLCMetLife Securities Inc.11-04-2016
Tena Lucille KautzAmeriprise Financial Services, LLCMetLife Securities Inc.$5008-31-2016
Thomas Michael AbboudLPL Financial LLCMetLife Securities Inc.$5005-19-2014
Thomas William KautzAmeriprise Financial Services, LLCMetLife Securities Inc.09-01-2016
Tierney Erin ZiebelmanAmeriprise Financial Services, LLCMetLife Securities Inc.11-04-2016
Tracy Dena ThornlowCommonwealth Financial NetworkMetLife Securities Inc.05-04-2015

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.