Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marc Timothy Pasquariello-WilliamsRBC Capital Markets, LLCMorgan Stanley03-06-2019
Tina Kristen MccallumRobert W. Baird & Co. IncorporatedMorgan Stanley$1,00007-20-2018
Daniel Todd LevineFirst Financial Equity CorporationMorgan Stanley07-05-2018
John Joseph Andersen-KirtlandWells Fargo Clearing Services, LLCMorgan Stanley04-06-2018
Donavan CoxAberle Investment Management, LLCMorgan Stanley11-27-2017
Anthony Donald PaulRaymond James Financial Services, Inc.Morgan Stanley$111-02-2017
Nicholas Manning HamiltonRaymond James Financial Services, Inc.Morgan Stanley$10011-02-2017
Jessica J TaiWells Fargo Clearing Services, LLCMorgan Stanley10-16-2017
Kwesi Tuere ColemanWells Fargo Clearing Services, LLCMorgan Stanley10-13-2017
Michael John HarringtonPurshe Kaplan Sterling InvestmentsMorgan Stanley$5008-18-2017
Robert Wade Eldridge Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$107-28-2017
Mark Joseph Celusniak Jr.Schwab Private Client Investment Advisory, Inc.Morgan Stanley06-23-2017
Jill Enright ReitmeyerPurshe Kaplan Sterling InvestmentsMorgan Stanley$1005-19-2017
Nancy Pizarro MercadoPurshe Kaplan Sterling InvestmentsMorgan Stanley$10005-19-2017
Justin Raymond BankPersonal Capital Advisors CorporationMorgan Stanley05-12-2017
Andrew Joseph SchultzRaymond James & Associates, Inc.Morgan Stanley$101-20-2017
Janis Lyn CrossRaymond James & Associates, Inc.Morgan Stanley$101-20-2017
Matthew Elias WestRaymond James & Associates, Inc.Morgan Stanley$15001-20-2017
Katherine Sarah KralMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-06-2016
Leonard F Waldmann IIIFirst Financial Equity CorporationMorgan Stanley$8208-08-2016
David TranumWells Fargo Clearing Services, LLCMorgan Stanley$2608-05-2016
Scott Charles HeningtonParkland Securities, LLCMorgan Stanley$10006-17-2016
Claudia Henry BarkmeierWells Fargo Advisors Financial Network, LLCMorgan Stanley$104-29-2016
John Charles BarkmeierWells Fargo Advisors Financial Network, LLCMorgan Stanley$5004-29-2016
Paul B RohrWells Fargo Advisors Financial Network, LLCMorgan Stanley04-29-2016
Next Page »

Showing 1 to 25 of 103 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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