Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shawn Davin MooreRockefeller Financial LLCMorgan Stanley09-11-2020
Janelle Rae Van MeelWambolt & Associates, LLCMorgan Stanley08-03-2020
Samuel Paul DubroCharles Schwab & Co., Inc.Morgan Stanley07-27-2020
Carter D BabbUBS Financial Services Inc.Morgan Stanley07-15-2020
Chris DillonTD Ameritrade Investment Management, LLCMorgan Stanley07-09-2020
Jason Anthony JachimowiczRaymond James & Associates, Inc.Morgan Stanley$10004-07-2020
Lynn Ann ShookRaymond James & Associates, Inc.Morgan Stanley$3704-07-2020
Mitchell MarkleyUBS Financial Services Inc.Morgan Stanley$10004-01-2020
Mark Martin McCulloch JrRaymond James Financial Services, Inc.Morgan Stanley$10002-14-2020
Daniel Brian MaudeRBC Capital Markets, LLCMorgan Stanley01-07-2020
Scott Robert AndersonAltus Wealth Group, LLCMorgan Stanley11-12-2019
Brian David SchmidtMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-07-2019
Rachel Marie BuffaloPersonal Capital Advisors CorporationMorgan Stanley09-18-2019
John Alberto PistilliForecast Capital ManagementMorgan Stanley$1,50006-21-2019
Thomas Emanuel WolfOppenheimer & Co. Inc.Morgan Stanley$1,00006-13-2019
Catherine Stephanie AllredLPL Financial LLCMorgan Stanley$5004-09-2019
Marc Timothy Pasquariello-WilliamsRBC Capital Markets, LLCMorgan Stanley03-06-2019
Logan Meisel PessesUBS Financial Services Inc.Morgan Stanley02-01-2019
Lynn Dee AnnanLPL Financial LLCMorgan Stanley$5011-09-2018
William Luthy Tina McCallumRobert W. Baird & Co. IncorporatedMorgan Stanley$13507-20-2018
Tina Kristen MccallumRobert W. Baird & Co. IncorporatedMorgan Stanley$1,00007-20-2018
William T LuthyRobert W. Baird & Co. IncorporatedMorgan Stanley$1,00007-20-2018
Bridget Corien LozanoAmeriprise Financial Services, LLCMorgan Stanley05-25-2018
Lori Ann DummannWells Fargo Clearing Services, LLCMorgan Stanley04-26-2018
John Andersen-KirtlandWells Fargo Clearing Services, LLCMorgan Stanley04-06-2018
Next Page »

Showing 1 to 25 of 129 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.