Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cameron Cole WilliamsStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5006-10-2009
Gregory Lee HorstmanLPL Financial LLCMorgan Stanley07-02-2009
Craig Arnold ArfstenLPL Financial LLCMorgan Stanley07-02-2009
Michael St Clair Walsh, Amy Ann HiettWells Fargo Advisors Financial Network, LLCMorgan Stanley07-15-2009
Richard Barry FishelRaymond James Financial Services, Inc.Morgan Stanley$10007-31-2009
Joseph Thomas FishelRaymond James Financial Services, Inc.Morgan Stanley07-31-2009
Terrance Leo Erbert, Michael William Malarney Jr.Ameriprise Financial Services, Inc.Morgan Stanley08-27-2010
James Preston Shoffner Jr.Wells Fargo Advisors Financial Network, LLCMorgan Stanley08-30-2010
Dean Obrien BuellWells Fargo Clearing Services, LLCMorgan Stanley$10010-11-2010
Barbara Ellen BuellWells Fargo Clearing Services, LLCMorgan Stanley$10010-11-2010
Lawrence Andrew TorielloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2511-11-2010
William Charles NeuensUBS Financial Services Inc.Morgan Stanley12-03-2010
Daniel Richard JarkaWaddell & ReedMorgan Stanley$2501-26-2011
Matthew Young ParishUBS Financial Services Inc.Morgan Stanley03-25-2011
Brent Steven BurrowsRaymond James & Associates, Inc.Morgan Stanley04-21-2011
Brandt Phillip BurnsMountain Capital Investment Advisors IncMorgan Stanley05-16-2011
William Eddy RoarkLPL Financial LLCMorgan Stanley$10005-26-2011
Sean Allen SoulvieRS Asset Management, LLCMorgan Stanley05-26-2011
Robert Duane WehlerUBS Financial Services Inc.Morgan Stanley07-08-2011
Daniel I. BarotzUBS Financial Services Inc.Morgan Stanley$5008-26-2011
Bonnie Michelle GibbsUBS Financial Services Inc.Morgan Stanley$5009-02-2011
Maryann P. FulopRaymond James Financial Services, Inc.Morgan Stanley$10009-09-2011
Paul Michael CucciAmeriprise Financial Services, Inc.Morgan Stanley09-30-2011
Arthur Terry Polner, Anita Morris Polner, To Hun PakUBS Financial Services Inc.Morgan Stanley10-13-2011
Rhonda WagnerAmeriprise Financial Services, Inc.Morgan Stanley$2510-14-2011
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Showing 1 to 25 of 90 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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