Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Matthew NelsonKey Investment Services LLCMorgan Stanley02-08-2012
Andrew Joseph SchultzRaymond James & Associates, Inc.Morgan Stanley01-20-2017
Anthony Donald PaulRaymond James Financial Services, Inc.Morgan Stanley11-02-2017
Arthur Terry Polner, Anita Morris Polner, To Hun PakUBS Financial Services Inc.Morgan Stanley10-13-2011
Barbara Ellen BuellWells Fargo Clearing Services, LLCMorgan Stanley$10010-11-2010
Bonnie Michelle GibbsUBS Financial Services Inc.Morgan Stanley$5009-02-2011
Brandt Phillip BurnsMountain Capital Investment Advisors IncMorgan Stanley05-16-2011
Brent Steven BurrowsRaymond James & Associates, Inc.Morgan Stanley04-21-2011
Brian Gray SteinNations Financial Group, Inc.Morgan Stanley12-23-2015
Brooke Lea BergrudOppenheimer & Co. Inc.Morgan Stanley$1011-11-2011
Cameron Cole WilliamsStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5006-10-2009
Catherine Stephanie AllredLPL Financial LLCMorgan Stanley$5004-09-2019
Chris O'Neil, Joe JaensenWells Fargo AdvisorsMorgan Stanley$30008-04-2014
Claudia Henry BarkmeierWells Fargo Advisors Financial Network, LLCMorgan Stanley04-29-2016
Craig Arnold ArfstenLPL Financial LLCMorgan Stanley07-02-2009
Daniel I. BarotzUBS Financial Services Inc.Morgan Stanley$5008-26-2011
Daniel Richard JarkaWaddell & ReedMorgan Stanley$2501-26-2011
David TranumWells Fargo Clearing Services, LLCMorgan Stanley$2608-05-2016
Dean Obrien BuellWells Fargo Clearing Services, LLCMorgan Stanley$10010-11-2010
Donavan CoxAberle Investment Management, LLCMorgan Stanley11-27-2017
Edward Joseph McDevitt IIIUBS Financial Services Inc.Morgan Stanley02-05-2016
Edwin BlanchardLPL Financial LLCMorgan Stanley$6002-19-2016
Gregory Lance JimenezGWFS Equities, Inc.Morgan Stanley$15006-10-2015
Gregory Lee HorstmanLPL Financial LLCMorgan Stanley07-02-2009
Gregory Michael Stringari, Bryan James PieperWells Fargo Advisors Financial Network, LLCMorgan Stanley11-09-2012
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Showing 1 to 25 of 90 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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