Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Ann HiettWells Fargo Advisors Financial Network, LLCMorgan Stanley07-15-2009
Andrew Abraham KleinWaddell & ReedMorgan Stanley$5006-19-2009
Andrew Charles RamunnoWells Fargo Clearing Services, LLCMorgan Stanley03-26-2018
Andrew Joseph SchultzRaymond James & Associates, Inc.Morgan Stanley01-20-2017
Anita Morris PolnerUBS Financial Services Inc.Morgan Stanley10-13-2011
Anne Jawetz SechlerNations Financial Group, Inc.Morgan Stanley04-06-2010
Anthony Donald PaulRaymond James Financial Services, Inc.Morgan Stanley11-02-2017
Aric David GoodmanWells Fargo Clearing Services, LLCMorgan Stanley08-09-2013
Arthur Terry PolnerUBS Financial Services Inc.Morgan Stanley10-13-2011
Barbara Ellen BuellWells Fargo Clearing Services, LLCMorgan Stanley$10010-11-2010
Blair Ellen QuinnAlpine Wealth Advisors, LLCMorgan Stanley02-07-2013
Bonnie Michelle GibbsUBS Financial Services Inc.Morgan Stanley$5009-02-2011
Bradley Scott MillsUBS Financial Services Inc.Morgan Stanley05-05-2011
Bradley Wilson TrujilloRaymond James & Associates, Inc.Morgan Stanley04-13-2012
Brady Thomas JonesWells Fargo Clearing Services, LLCMorgan Stanley$5002-14-2014
Brandt Phillip BurnsMountain Capital Investment Advisors IncMorgan Stanley05-16-2011
Brent Steven BurrowsRaymond James & Associates, Inc.Morgan Stanley04-21-2011
Brian Charles FaheyCharles Schwab & Co., Inc.Morgan Stanley12-11-2012
Brian Daniel TrujilloRaymond James & Associates, Inc.Morgan Stanley$10004-13-2012
Brian David SchmidtMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-07-2019
Brian David SchwartzWells Fargo Clearing Services, LLCMorgan Stanley06-02-2014
Brian Gray SteinNations Financial Group, Inc.Morgan Stanley12-23-2015
Brian Thomas RobinsonRobert W. Baird & Co. IncorporatedMorgan Stanley02-03-2012
Bridget Corien LozanoAmeriprise Financial Services, LLCMorgan Stanley05-25-2018
Brooke Lea BergrudOppenheimer & Co. Inc.Morgan Stanley$1011-11-2011
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Showing 1 to 25 of 168 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.