Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott E. BraunPruco Securities, LLC.NYLIFE Securities LLC04-30-2019
Adam Ryan SmithKey Investment Services LLCNYLIFE Securities LLC10-05-2018
Benjamin Jon SibertWells Fargo Clearing Services, LLCNYLIFE Securities LLC09-06-2018
Ethan Joel Latinsky7300 Wealth Management, LLC.NYLIFE Securities LLC08-07-2018
Brian R EnglePruco Securities, LLC.NYLIFE Securities LLC03-20-2018
Jason Kyle HallettHALLETT FINANCIAL LLC.NYLIFE Securities LLC06-02-2017
Jessica Mescal ShafferCetera Investment Services LLCNYLIFE Securities LLC03-15-2017
David Lester ThompsonKey Investment Services LLCNYLIFE Securities LLC11-09-2016
Zachary J. EngraffLincoln Financial Securities CorporationNYLIFE Securities LLC$2511-01-2016
Theodore Morgan Jr.Transamerica Financial Advisors, IncNYLIFE Securities LLC09-30-2016
Allegra Stella Maria ProvostPruco Securities, LLC.NYLIFE Securities LLC01-27-2016
Paula Rene LueskeMML Investors Services, LLCNYLIFE Securities LLC03-23-2015
Wayne Roy Bellinger IIICUSO Financial Services, L.P.NYLIFE Securities LLC12-17-2014
Emil Clifton MusgroveNew England SecuritiesNYLIFE Securities LLC04-01-2014
Kent Michael WeilageAllstate Financial Services, LLCNYLIFE Securities LLC01-31-2014
Mark Anthony SimmonsPersonal Capital Advisors CorporationNYLIFE Securities LLC01-16-2014
Christi Lee KlemmePruco Securities, LLC.NYLIFE Securities LLC11-06-2013
Lauren Nicole ZottoWells Fargo Clearing Services, LLCNYLIFE Securities LLC04-16-2013
Michael John WhitehillCambridge Investment Research, Inc.NYLIFE Securities LLC01-02-2013
Richard BeckeyWaddell & ReedNYLIFE Securities LLC03-20-2012
Anthony Adam CisnerosMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC08-22-2011
Margaret Susan EnglishLPL Financial LLCNYLIFE Securities LLC07-18-2011
Rodney Smith FrankNTB Financial CorporationNYLIFE Securities LLC06-02-2011
Joshua David BenedictAllstate Financial Services, LLCNYLIFE Securities LLC$2504-09-2010
Michael L ChevalierLPL Financial LLCNYLIFE Securities LLC04-01-2009

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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