Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Ryan SmithKey Investment Services LLCNYLIFE Securities LLC10-05-2018
Allegra S. ProvostPruco Securities, LLC.NYLIFE Securities LLC01-27-2016
Anthony A. CisnerosMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC08-22-2011
Bart Jason MangelsJ.P. Morgan Securities LLCNYLIFE Securities LLC09-27-2016
Benjamin Jon SibertWells Fargo Clearing Services, LLCNYLIFE Securities LLC09-06-2018
Brian R. EnglePruco Securities, LLC.NYLIFE Securities LLC03-20-2018
Christi Lee KlemmePruco Securities, LLC.NYLIFE Securities LLC11-06-2013
Christopher Abdulla MatenScottrade, Inc.NYLIFE Securities LLC10-21-2015
Christopher Robert Kreger Lane Jr.TIAA-CREF Individual & Institutional Services, LLCNYLIFE Securities LLC10-13-2010
Daniel Lawrence CassCUSO Financial Services, L.P.NYLIFE Securities LLC01-17-2012
David L. ThompsonKey Investment Services LLCNYLIFE Securities LLC11-09-2016
Diana Lee JansenJ.P. Morgan Securities LLCNYLIFE Securities LLC02-21-2020
Diljeet S. MasudaPruco Securities, LLC.NYLIFE Securities LLC03-12-2018
Dustin Edward MartinJ.P. Morgan Securities LLCNYLIFE Securities LLC01-23-2017
Edward Anthony Montanez Jr.BBVA Securities Inc.NYLIFE Securities LLC10-24-2019
Elizabeth Arden TrollingerScottrade, Inc.NYLIFE Securities LLC11-17-2016
Emil Clifton MusgroveNew England SecuritiesNYLIFE Securities LLC$5004-01-2014
Eric D. RaglandFarmers Financial Solutions, LLCNYLIFE Securities LLC11-15-2019
Ethan Joel Latinsky7300 Wealth Management, LLC.NYLIFE Securities LLC08-07-2018
Eun-Joo SongNYLIFE Securities LLCNYLIFE Securities LLC10-14-2011
James Michael TuccioTIAA-CREF Individual & Institutional Services, LLCNYLIFE Securities LLC$2511-28-2018
Jason Kyle HallettHallett Financial LLC.NYLIFE Securities LLC06-02-2017
Jeremy L. KriegMML Investors Services, LLCNYLIFE Securities LLC09-24-2019
Jessica Mescal ShafferCetera Investment Services LLCNYLIFE Securities LLC03-15-2017
John Charles FernandezTransamerica Financial Advisors, IncNYLIFE Securities LLC09-06-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.