Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin MoultrieLPL Financial LLCNational Planning Corporation04-02-2012
Brannon HertelParkland Securities, LLCNational Planning Corporation06-23-2017
Bruce Edward Davis Jr.TIAA-CREF Individual & Institutional Services, LLCNational Planning Corporation$10009-05-2013
Christopher Prentiss QuebedeauCetera Advisors LLCNational Planning Corporation05-13-2014
Clayton John ShearerGeneos Wealth Management, Inc.National Planning Corporation$1001-04-2016
Constance Olga PappasCambridge Investment Research, Inc.National Planning Corporation10-17-2017
Douglas John MayesSagePoint Financial, Inc.National Planning Corporation$5010-31-2017
George Otto TorrisonCentaurus Financial, Inc.National Planning Corporation05-16-2017
Gregory H. NealRoyal Alliance Associates, Inc.National Planning Corporation03-10-2017
Jason Michael PottSecurities America, Inc.National Planning Corporation12-14-2017
Jean Catherine MarksCetera Advisors LLCNational Planning Corporation10-12-2017
Jeffrey Brian MarksCetera Advisors LLCNational Planning Corporation$5010-12-2017
Jerry Leon GruberDFPG Investments, LLCNational Planning Corporation06-28-2017
Jesse Edward StaleyLPL Financial LLCNational Planning Corporation05-01-2014
John David AndersonKey Investment Services LLCNational Planning Corporation07-30-2012
Kristen Rae GullicksonRaymond James & Associates, Inc.National Planning Corporation11-13-2015
Paul J. ClifftMesirow Financial, Inc.National Planning Corporation01-09-2015
Peter Jon ColemanCambridge Investment Research, Inc.National Planning Corporation10-10-2017
Randall Todd WilliamsSecurities America, Inc.National Planning Corporation$5010-27-2017
Robert Nikola JurasicLPL Financial LLCNational Planning Corporation07-29-2016
Ryan C. BarkerCharles Schwab & Co., Inc.National Planning Corporation05-07-2013
Ryan D KoenigPersonal Capital Advisors CorporationNational Planning Corporation11-13-2013
Sean Michael LawsVoya Financial Advisors, Inc.National Planning Corporation08-16-2013
Sibyl M. SamuelChase Investment Services Corp.National Planning Corporation09-30-2010
Thomas Joseph MeltonCetera Advisors LLCNational Planning Corporation$10006-09-2014

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.