Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jacob Gregory GerkNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC08-20-2020
Sunny Surban SangRobinhood Financial, LLCNorthwestern Mutual Investment Services, LLC08-18-2020
Kyle BifanoFarmers Financial Solutions, LLCNorthwestern Mutual Investment Services, LLC07-29-2020
Dylan DAdeskyRobinhood Financial, LLCNorthwestern Mutual Investment Services, LLC06-03-2020
Bryan Anthony KerchalNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC05-04-2020
Nathan Jared MorrisNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC04-15-2020
Levi K KautzEdward JonesNorthwestern Mutual Investment Services, LLC$5003-16-2020
Erika Renae AgardLPL Financial LLCNorthwestern Mutual Investment Services, LLC02-25-2020
Adam James HorningPeak Financial Guidance LLCNorthwestern Mutual Investment Services, LLC01-09-2020
Matthew D MorellAccelerated Wealth Advisors LLCNorthwestern Mutual Investment Services, LLC12-03-2019
Viki Lynn MannAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC11-29-2019
Courtney Diane PetersFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC11-22-2019
Brian Joseph CostelloJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC10-25-2019
John Michael Van De BogartMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-15-2019
Alec John QuaidAmerican Portfolios Financial Services, Inc.Northwestern Mutual Investment Services, LLC03-06-2019
Samuel B Urso IIILPL Financial LLCNorthwestern Mutual Investment Services, LLC11-20-2018
Liberty Fay BrownLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-20-2018
Christopher Albert WietheCliftonLarsonAllen Wealth Advisors, LLCNorthwestern Mutual Investment Services, LLC11-09-2018
Denise Hobbs StupRobert W. Baird & Co. IncorporatedNorthwestern Mutual Investment Services, LLC03-12-2018
Erin Renee Watkins56 Capital Partners, LtdNorthwestern Mutual Investment Services, LLC01-29-2018
Derek Jacob Martin56 Capital Partners, LtdNorthwestern Mutual Investment Services, LLC01-24-2018
Richard Eugene SchumakerThe Leaders Group, Inc.Northwestern Mutual Investment Services, LLC12-01-2017
Jonathan Adam DuarteGWFS Equities, Inc.Northwestern Mutual Investment Services, LLC10-18-2017
Kenneth Allen Armstrong JrElevate Capital AdvisorsNorthwestern Mutual Investment Services, LLC06-27-2017
Shane Rielly FleuryElevate Capital AdvisorsNorthwestern Mutual Investment Services, LLC06-23-2017
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.