Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam L. WayMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$5012-15-2014
Alan TuchmannThe Leaders Group, Inc.Northwestern Mutual Investment Services, LLC12-06-2016
Alec John QuaidAmerican Portfolios Financial Services, Inc.Northwestern Mutual Investment Services, LLC03-06-2019
Alexis Georgeanna HermanForta Financial Group, Inc.Northwestern Mutual Investment Services, LLC07-18-2014
Anant S. MehtaPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC06-12-2013
Andrew M. HuntTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC12-20-2016
Bobby BurnsNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC12-13-2019
Bodie Russell JonesKey Investment Services LLCNorthwestern Mutual Investment Services, LLC01-02-2014
Brian Joseph CostelloJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC10-25-2019
California P. BonhamNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC08-22-2014
Cameron KolbMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-04-2017
Caroline Leigh HurstGeneos Wealth Management, Inc.Northwestern Mutual Investment Services, LLC05-09-2017
Chad S. LewisNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC09-25-2017
Charles Thomas MarcianoThe Leaders Group, Inc.Northwestern Mutual Investment Services, LLC09-19-2017
Chihyu Jerry HsuPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC02-06-2018
Christopher CemanFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC02-28-2017
Christopher Jacob BarkerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-20-2015
Claire Noel AndersonSII Investments, Inc.Northwestern Mutual Investment Services, LLC08-11-2016
Craig Alan AustadVista Private Wealth Partners LLCNorthwestern Mutual Investment Services, LLC$10001-21-2016
Dan Easterly SwensonAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC01-05-2016
Denise Hobbs StupRobert W. Baird & Co. IncorporatedNorthwestern Mutual Investment Services, LLC03-12-2018
Derek Jacob Martin56 Capital Partners, LtdNorthwestern Mutual Investment Services, LLC01-24-2018
Derek Jeffrey ScarthMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-22-2015
Desmond Jermaine DimondMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-06-2015
Eric M. JacobsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-25-2015
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Showing 1 to 25 of 89 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.