Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas Edward DonaldsonCape Securities Inc.Park Avenue Securities LLC02-03-2015
Alesia Jeanne CronkhiteCronkhite Wealth StrategiesPark Avenue Securities LLC01-18-2019
Tiffany Jean CharlesDestiny Capital Securities CorporationPark Avenue Securities LLC09-06-2018
Misha Britt SchryerHeadway Financial Solutions, LLCPark Avenue Securities LLC09-14-2018
John Terrence DriscollLincoln Financial Advisors CorporationPark Avenue Securities LLC07-19-2019
Philip Ted DevargasLPL Financial LLCPark Avenue Securities LLC07-26-2018
Rex Stites ThatcherLPL Financial LLCPark Avenue Securities LLC$5007-20-2018
Mason C. SamuelsLPL Financial LLCPark Avenue Securities LLC12-23-2010
Spencer Allison FugitaM Holdings Securities, Inc.Park Avenue Securities LLC03-20-2020
Christopher Alan BransgroveMML Investors Services, LLCPark Avenue Securities LLC03-06-2019
Anant S. MehtaMML Investors Services, LLCPark Avenue Securities LLC02-13-2019
Shane Michael BaumanMML Investors Services, LLCPark Avenue Securities LLC04-19-2017
Ivan Jevon JonesMML Investors Services, LLCPark Avenue Securities LLC04-19-2017
Kevin Carl ArvidsonMML Investors Services, LLCPark Avenue Securities LLC03-06-2017
Rico NelsonMML Investors Services, LLCPark Avenue Securities LLC01-03-2017
Douglas Tim NelsonMML Investors Services, LLCPark Avenue Securities LLC$5003-09-2015
Robert Jay SchmidtMutual of Omaha Investor Services, Inc.Park Avenue Securities LLC$7509-12-2014
Michael Anthony LucasNorthwestern Mutual Investment Services, LLCPark Avenue Securities LLC02-16-2015
Jason Peter OdstrcilNYLIFE Securities LLCPark Avenue Securities LLC04-17-2014
Louise PumphreyPruco Securities, LLC.Park Avenue Securities LLC01-24-2019
Christian Gustavo FelixPruco Securities, LLC.Park Avenue Securities LLC10-04-2017
Kenneth Floyd KonkelPruco Securities, LLC.Park Avenue Securities LLC$5010-01-2015
Robert Graham FillmoreSII Investments, Inc.Park Avenue Securities LLC$2508-01-2017
George B. Wrightnour Jr.Swan Global Investments, LLCPark Avenue Securities LLC09-16-2019
Jonathan F. BuschTucker Asset Management LLCPark Avenue Securities LLC08-30-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.