Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Margaret Mary MaxwellOneAmerica Securities, Inc.Principal Securities, Inc.10-11-2019
Jordan LauberLincoln Financial Advisors CorporationPrincipal Securities, Inc.03-22-2019
Marie Alicia MillerGWFS Equities, Inc.Principal Securities, Inc.05-04-2018
Masoud Sedaghat ShiraziTriad Advisors LLCPrincipal Securities, Inc.04-02-2018
Michael ShiraziTriad Advisors LLCPrincipal Securities, Inc.04-02-2018
Dylan Matthew KvaaleWealth Watch Advisors, LLCPrincipal Securities, Inc.12-11-2017
Andres TerrazasGWFS Equities, Inc.Principal Securities, Inc.$25006-28-2017
Courtney M. ObrienThrivent Investment Management Inc.Principal Securities, Inc.02-21-2017
Eric Allen ObergfellLPL Financial LLCPrincipal Securities, Inc.08-22-2016
Carlie Jane RansomCambridge Investment Research, Inc.Principal Securities, Inc.07-18-2016
Dana Marie LuceroNational Planning CorporationPrincipal Securities, Inc.04-29-2016
Anna M. BerezowskaPruco Securities, LLC.Principal Securities, Inc.$105-21-2015

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.