Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig A StavelyEnvisage Financial, LLCPruco Securities, LLC.05-04-2018
Jordan Wain DeboerParkland Securities, LLCPruco Securities, LLC.05-04-2018
Audrey Collins MorrisonCairn Financial Advisors, LLCPruco Securities, LLC.04-05-2018
Joshua Cain MasonFarmers Financial Solutions, LLCPruco Securities, LLC.10-05-2017
James Timothy SmithFarmers Financial Solutions, LLCPruco Securities, LLC.08-03-2017
John Peter BilskiThe Leaders Group, Inc.Pruco Securities, LLC.05-12-2017
Sean Christopher WielandThe Leaders Group, Inc.Pruco Securities, LLC.04-11-2017
Prince Leon GoinsThe Leaders Group, Inc.Pruco Securities, LLC.04-15-2016
Preston Scott KendrickStrategic Advisers LLCPruco Securities, LLC.03-11-2016
David Thomas WarhaAXA Advisors, LLCPruco Securities, LLC.02-12-2016
John Henry BoyleVoya Financial Advisors, Inc.Pruco Securities, LLC.12-10-2015
Charles Benjamin SmallwoodEdward JonesPruco Securities, LLC.$111-30-2015
Walter Heidenreich IIICambridge Investment Research, Inc.Pruco Securities, LLC.08-15-2014
Robert Joseph SikorskiAmeriprise Financial Services, Inc.Pruco Securities, LLC.02-19-2014
Hector Napoleon MoranJ.P. Morgan Securities LLCPruco Securities, LLC.01-03-2014
Ryan Cannon JonesRaymond James & Associates, Inc.Pruco Securities, LLC.08-30-2013
Wendy Margaret NelsonGeneos Wealth Management, Inc.Pruco Securities, LLC.09-24-2012
Terrie Lynn MartinezMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.11-29-2010
James Michael O'LearyLPL Financial LLCPruco Securities, LLC.$1,00010-01-2010
William Clarence Larkin Jr.Chase Investment Services Corp.Pruco Securities, LLC.06-29-2010

Showing 1 to 20 of 20 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.