Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Edward EverhartMoloney Securities Co., Inc.RBC Capital Markets, LLC$5002-28-2018
Tyler GundersonWells Fargo Clearing Services, LLCRBC Capital Markets, LLC09-16-2016
Christopher Duane MedleyRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC$10006-24-2016
Christopher Brian PelleyMoloney Securities Co., Inc.RBC Capital Markets, LLC$10005-20-2016
Matthew Thomas WorkmanMoloney Investment Advisory LLCRBC Capital Markets, LLC05-20-2016
Frederic Edward JauchUBS Financial Services Inc.RBC Capital Markets, LLC$10406-30-2015
Susan Festa RobertsRaymond James & Associates, Inc.RBC Capital Markets, LLC03-17-2015
Christopher James CoburnRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC08-29-2014
Julie Ann ChocRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC08-29-2014
Shea Lynn SanchezRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC05-27-2014
Michael Joseph GegenRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC$10005-23-2014
Jacquelyn NiedringhausWaddell & ReedRBC Capital Markets, LLC05-09-2014
King Sutton CavalierWells Fargo Clearing Services, LLCRBC Capital Markets, LLC12-12-2013
Bradley L HensleyAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$1008-16-2013
John Lawson ClaxtonWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$1,00008-01-2013
James Drummond MckennaMoloney Securities Co., Inc.RBC Capital Markets, LLC03-27-2013
Andrew Paton ButtrellWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10003-22-2013
Raymond Joseph BevierWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$1,00003-22-2013
Steven A MillerWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$502-11-2013
Thomas Eugene HodenRegal Securities, Inc.RBC Capital Markets, LLC12-04-2012
Susan Regina MitchellOppenheimer & Co. Inc.RBC Capital Markets, LLC$15004-02-2012
Michelle Elizabeth LosassoMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC03-10-2011
Mark Martin Mcculloch Jr.Morgan StanleyRBC Capital Markets, LLC$10010-29-2010
Grant Robert GieringerUBS Financial Services Inc.RBC Capital Markets, LLC10-18-2010
Stephen Randall KlineLPL Financial LLCRBC Capital Markets, LLC$10010-01-2009
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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