Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley L HensleyAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$1008-16-2013
Stephen Randall KlineLPL Financial LLCRBC Capital Markets, LLC10-01-2009
Kenneth Curtis TownsendLPL Financial LLCRBC Capital Markets, LLC$2504-24-2009
Michelle Elizabeth LosassoMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC03-10-2011
Scott Edward EverhartMoloney Securities Co., Inc.RBC Capital Markets, LLC$5002-28-2018
Mark Martin McCulloch Jr.Morgan StanleyRBC Capital Markets, LLC10-29-2010
Susan Regina MitchellOppenheimer & Co. Inc.RBC Capital Markets, LLC$5004-02-2012
Susan Festa RobertsRaymond James & Associates, Inc.RBC Capital Markets, LLC03-17-2015
Christopher Duane MedleyRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC$10006-24-2016
Michael Joseph GegenRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC$2505-23-2014
Paul John FeeThe Leaders Group, Inc.RBC Capital Markets, LLC05-15-2019
Frederic Edward JauchUBS Financial Services Inc.RBC Capital Markets, LLC$5006-30-2015
Tyler GundersonWells Fargo Clearing Services, LLCRBC Capital Markets, LLC09-16-2016
John Lawson ClaxtonWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$2508-01-2013
Andrew Paton ButtrellWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$2503-22-2013
Raymond Joseph BevierWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$2503-22-2013
Steven A. MillerWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$1002-11-2013

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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