Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth Curtis TownsendLPL Financial LLCRBC Capital Markets, LLC04-24-2009
Stephen Randall KlineLPL Financial LLCRBC Capital Markets, LLC10-01-2009
Donald James BillingsCharles Schwab & Co., Inc.RBC Capital Markets, LLC06-14-2010
Susan Regina MitchellOppenheimer & Co. Inc.RBC Capital Markets, LLC$15004-02-2012
Steven A MillerWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$502-11-2013
Raymond Joseph BevierWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$1,00003-22-2013
Andrew Paton ButtrellWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10003-22-2013
John Lawson ClaxtonWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$1,00008-01-2013
Bradley L HensleyAmeriprise Financial Services, LLCRBC Capital Markets, LLC08-16-2013
Michael J GegenRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC$10005-23-2014
Michael Joseph GegenRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC$10005-23-2014
Christopher J CoburnRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC$15008-29-2014
Susan Festa RobertsRaymond James & Associates, Inc.RBC Capital Markets, LLC03-17-2015
Frederic Edward JauchUBS Financial Services Inc.RBC Capital Markets, LLC$10406-30-2015
Mary Michele AndersonUBS Financial Services Inc.RBC Capital Markets, LLC06-30-2015
Christopher Brian PelleyMoloney Securities Co., Inc.RBC Capital Markets, LLC$10005-20-2016
Christopher Duane MedleyRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC$10006-24-2016
Tyler GundersonWells Fargo Clearing Services, LLCRBC Capital Markets, LLC09-16-2016
Vickie A McGillThe Leaders Group, Inc.RBC Capital Markets, LLC01-03-2017
Jeffrey Bruce KinneyNorthland Securities, Inc.RBC Capital Markets, LLC03-01-2017
Michael Francis TrinenRaymond James & Associates, Inc.RBC Capital Markets, LLC$15004-06-2018
Michael TrinenRaymond JamesRBC Capital Markets, LLC$18207-09-2018
Paul John FeeThe Leaders Group, Inc.RBC Capital Markets, LLC05-15-2019
Joseph Michael LavalleMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$7208-09-2019
Vincent George LavalleMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC08-09-2019
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.