Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Paton ButtrellWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$2503-22-2013
Bradley L HensleyAmeriprise Financial Services, LLCRBC Capital Markets, LLC$1008-16-2013
Christopher Brian PelleyMoloney Securities Co., Inc.RBC Capital Markets, LLC$15005-20-2016
Christopher Duane MedleyRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC$10006-24-2016
Christopher James CoburnRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC$5008-29-2014
Donald James BillingsCharles Schwab & Co., Inc.RBC Capital Markets, LLC$106-14-2010
Frank B. GrinnellMML Investors Services, LLCRBC Capital Markets, LLC$2503-20-2018
Frederic Edward JauchUBS Financial Services Inc.RBC Capital Markets, LLC$5006-30-2015
Grant Robert GieringerUBS Financial Services Inc.RBC Capital Markets, LLC10-18-2010
Jacquelyn NiedringhausWaddell & ReedRBC Capital Markets, LLC$10005-09-2014
James Drummond McKennaMoloney Securities Co., Inc.RBC Capital Markets, LLC$2503-27-2013
Jeffrey Bruce KinneyNorthland Securities, Inc.RBC Capital Markets, LLC$5003-01-2017
John Lawson ClaxtonWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$2508-01-2013
Joseph Michael LavalleMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC08-09-2019
Karen Marie JorgensenSanctuary Securities LLCRBC Capital Markets, LLC02-07-2012
Kenneth Curtis TownsendLPL Financial LLCRBC Capital Markets, LLC$2504-24-2009
King Sutton CavalierWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10012-12-2013
Mark Martin McCulloch Jr.Morgan StanleyRBC Capital Markets, LLC10-29-2010
Mary Michele AndersonUBS Financial Services Inc.RBC Capital Markets, LLC06-30-2015
Matthew Thomas WorkmanMoloney Investment Advisory LLCRBC Capital Markets, LLC05-20-2016
Michael Francis TrinenRaymond James & Associates, Inc.RBC Capital Markets, LLC$10004-06-2018
Michael Joseph GegenRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC$2505-23-2014
Michael Murphy HurtgenRaymond James Financial Services, Inc.RBC Capital Markets, LLC$15006-19-2009
Michelle Elizabeth LosassoMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC03-10-2011
Pamela Ann StonerRaymond James & Associates, Inc.RBC Capital Markets, LLC04-14-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.