Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan L. MasonLPL Financial LLCRaymond James Financial Services, Inc.$2505-05-2020
Robert George Shedd Jr.U.S. Bancorp Investments, Inc.Raymond James Financial Services, Inc.$2509-04-2019
Benjamin Wills BenderCWM, LLCRaymond James Financial Services, Inc.$10004-29-2019
Anthony Morris DoctorLPL Financial LLCRaymond James Financial Services, Inc.10-31-2018
David James DunnLPL Financial LLCRaymond James Financial Services, Inc.09-28-2018
Jeffrey David DunnLPL Financial LLCRaymond James Financial Services, Inc.$5009-28-2018
Cory Joseph RauCharles Schwab & Co., Inc.Raymond James Financial Services, Inc.07-26-2018
Keith John KozubalEdward JonesRaymond James Financial Services, Inc.06-15-2018
Ryan Patrick SmithPruco Securities, LLC.Raymond James Financial Services, Inc.04-25-2018
Spencer Raymond WynantPeak Planning Group, LLCRaymond James Financial Services, Inc.12-12-2017
Scott Earl SteinerRoyal Alliance Associates, Inc.Raymond James Financial Services, Inc.08-30-2017
Allen Edward SmithCharles Schwab & Co., Inc.Raymond James Financial Services, Inc.08-01-2017
Dwayne Allan DickersonIndependent Financial Group, LLCRaymond James Financial Services, Inc.07-20-2017
Peter Alexander HuffmanEvergreen Investing, LLCRaymond James Financial Services, Inc.06-20-2017
Peter Anthony SchopenEvergreen Investing, LLCRaymond James Financial Services, Inc.06-14-2017
Lawrence Massey JonesIndependent Financial Group, LLCRaymond James Financial Services, Inc.$8306-12-2017
Steven Grant HigginsLPL Financial LLCRaymond James Financial Services, Inc.05-26-2017
Allison Louise SchmidtLPL Financial LLCRaymond James Financial Services, Inc.05-26-2017
Daniel C. MozerLPL Financial LLCRaymond James Financial Services, Inc.05-22-2017
Nicholas Damon KrenzAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.$1004-26-2017
Molly Jeanne CooperHD Wealth Strategies, LLCRaymond James Financial Services, Inc.03-01-2017
Clint Paul ThomasIntegrity Wealth Solutions LLCRaymond James Financial Services, Inc.08-30-2016
Andrew Scott FlackCross State Financial Group LLCRaymond James Financial Services, Inc.08-18-2016
Carol Maria LawsonLincoln Financial Advisors CorporationRaymond James Financial Services, Inc.06-30-2016
Mary Virginia LamphereCUSO Financial Services, L.P.Raymond James Financial Services, Inc.$106-20-2016
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.