Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David James DunnLPL Financial LLCRaymond James Financial Services, Inc.09-28-2018
Jeffrey David DunnLPL Financial LLCRaymond James Financial Services, Inc.$5009-28-2018
Spencer Raymond WynantPeak Planning Group, LLCRaymond James Financial Services, Inc.12-12-2017
Scott Earl SteinerRoyal Alliance Associates, Inc.Raymond James Financial Services, Inc.$5008-30-2017
Peter Alexander HuffmanEvergreen Investing, LLCRaymond James Financial Services, Inc.06-20-2017
Peter Anthony SchopenEvergreen Investing, LLCRaymond James Financial Services, Inc.06-14-2017
Allison Louise SchmidtHD Wealth Strategies, LLCRaymond James Financial Services, Inc.05-26-2017
Steven Grant HigginsLPL Financial LLCRaymond James Financial Services, Inc.05-26-2017
Daniel Craig MozerLPL Financial LLCRaymond James Financial Services, Inc.05-22-2017
Nicholas Damon KrenzAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$104-26-2017
Molly Jeanne CooperHD Wealth Strategies, LLCRaymond James Financial Services, Inc.03-01-2017
Justina Renee WelchIntegrity Wealth Solutions LLCRaymond James Financial Services, Inc.08-30-2016
Mary Virginia LamphereCUSO Financial Services, L.P.Raymond James Financial Services, Inc.$106-20-2016
Michael Murphy HurtgenGIRARD SECURITIES, INC.Raymond James Financial Services, Inc.03-08-2016
David Isaac EssayGIRARD SECURITIES, INC.Raymond James Financial Services, Inc.03-04-2016
Tiffany Jean CharlesPark Avenue Securities LLCRaymond James Financial Services, Inc.08-31-2015
Seth Jerome GundersonWestern Wealth Management LLCRaymond James Financial Services, Inc.08-26-2014
Benjamin E. CasnerLPL Financial LLCRaymond James Financial Services, Inc.$2501-02-2014
Michael Thomas OserowSchwab Private Client Investment Advisory, Inc.Raymond James Financial Services, Inc.12-06-2013
David Christopher ConnellyWestern Wealth Management LLCRaymond James Financial Services, Inc.09-10-2013
George William SugdenSugden Wealth Management, LLCRaymond James Financial Services, Inc.01-01-2013
James Daniel OsborneBason Asset ManagementRaymond James Financial Services, Inc.11-23-2012
David Crance HarawayLPL Financial LLCRaymond James Financial Services, Inc.$108-15-2012
Ronald Everett CornellWoodbury Financial Services, Inc.Raymond James Financial Services, Inc.01-12-2010
Eric Michael LybargerEvergreen Investing, LLCRaymond James Financial Services, Inc.07-31-2009

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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